Happiness as a common good

Suppose you’re wandering through a desert wasteland, outside of the borders of any political community, and you come across another person. Why should you care about their well-being rather than attack them or forcibly take their possessions for yourself? The aim of this post is to briefly outline an Aristotelian approach to this question.[1]

As Aristotle explains in the first book of the Nicomachean Ethics (NE), everything we do is done ultimately in pursuit of happiness. At the outset, “happiness” is simply the label for something we don’t yet understand, but which we know enough to reason about. Pretty quickly, Aristotle establishes that (1) it is the chief or final good, something desirable for its own sake and never for the sake of something else; (2) it is self-sufficient, such that when isolated it makes life worth living and lacking in nothing; and (3) via the function argument that it is about living life in accordance with complete virtue, rather than in simply having something or being in some passive state. For the most part, Aristotle spends NE exploring the different aspects of these ideas, like how we develop the virtues, what virtues there are, the role and nature of friendship, how virtue relates to pleasure, and so on. Throughout all of this, it is clear that Aristotle sees human life as something lived in community with others, but as far as I’m aware there is no explicit discussion about this until the closing section of the book, which serves as a transition to the Politics. Then, early in the first book of the Politics, he makes the following point:

We thus see that the city exists by nature and that it is prior to the individual. For if the individual is not self-sufficient when he is isolated he will stand in the same relation to the whole as other parts do to their wholes. (Politics I.2)

His reasoning here presupposes the foundation laid in the NE. We said that humans by nature pursue happiness, and that whatever happiness is it is self-sufficient and an activity of life. So, if individual humans are not self-sufficient, then whatever happiness is it cannot be limited to an individual life alone—that is, it cannot be something which individuals have in isolation from one another. Rather, it must be that happiness is a common good rather than a private good.

Generally speaking, a common good is a good of a community. But when we say that happiness is a common good rather than a private good we have something more specific in mind. To see this, we need to distinguish between different kinds of common goods. First, there is what we could call a cumulative good, which is a sum of goods belonging to the members within the community. This is opposed to a singular good, which is the good of just one member of the community. My wealth is my singular good, but the wealth of the entire country is a cumulative good made up of the wealth of all the individuals therein. Second, there is what we could call a communal good, which is a good that belongs to the community rather than to the members of that community. This is opposed to an individual good. With communal goods, the community is a sort of quasi-individual, so that a good either belongs to the community or to one of the individuals, but not both. Public parks or government buildings are communal goods, whereas private property is an individual good. When we say that happiness is a common good, we have neither the cumulative nor the communal senses in mind. Rather, what we mean is that happiness is a communicable good, something which is shared by the members of a community without thereby being diminished. This is opposed to a private good, which is something which either cannot be shared or something that is diminished when shared. A public radio broadcast, justice, and victory in a sports match are communicable goods, whereas particular food or my own health are private goods. So, when we say that happiness is a common good, we do not deny that it is an individual good. Rather, it is something enjoyed by each of the individuals in the community without having to be carved up and apportioned to those members.[2]

Happiness must be a common good because it must be self-sufficient, and individual humans lack self-sufficiency in all sorts of ways. Let’s briefly summarize the areas in which we lack self-sufficiency. First, we depend on others for both the acquisition and maintenance of the resources we need to live a happy life, including external goods, bodily goods, and goods of the soul such as the virtues. Second, we depend on others in the proper exercise of the virtues: the complexities of life and our own limitations all make it difficult to figure out how best to act in any given situation (prudence), and even when we know what to do it is difficult to distance ourselves from our passions, in order to critically evaluate them so that we might regulate our desires (temperance) and our responses to obstacles (fortitude).[3] Such reasoning and distancing, which is required for living in accordance with the virtues, can only be done reliably in cooperation with others. Third, MacIntyre suggests that our own conception of self depends on others knowing us, and is necessary if we are to imagine possible futures for ourselves that guide our daily choices toward virtuous lives.[4] And fourth, we are vulnerable to various impairments throughout our lives, which hinder our ability to live in accordance with complete virtue. We start out impaired as children, totally dependent upon those around us to develop us into responsible practical reasoners. As adults we remain vulnerable to illness, injury, disability, old age, extortion and manipulation by others, and unfortunate or unexpected outcomes.[5]

Once we understand the ways in which individual humans lack self-sufficiency, we can draw conclusions about what a community must be like in order for its common good to constitute happiness. For one, the common life of this community must be governed by a principle we can call “distributive reciprocity.”[6] By reciprocity we mean that the community forms a network of givers and receivers, from which we benefit as receivers and to which we contribute by giving of ourselves for the sake of others. It is by virtue of such a network that the community as a whole can move beyond the limitations of its individual members. This reciprocity is distributive rather than commutative, because it is not based on repaying this or that person for something we have received from them, but rather based on what benefits others and our ability to help them, especially in times of need. Often those to whom we give will be other than those from whom we have received, and rarely will we be required to give exactly what we received, or even something commensurable with it. The point of distributive reciprocity is not to “balance my books” with those around me (as it would be in commutative reciprocity), but to participate in a community of unconditional giving and humble receiving, so that we may together overcome our individual lack of self-sufficiency.

Commutative reciprocity certainly has a place in such a community (it will be important for any trading context, for instance) but it cannot be the sort of reciprocity that governs the community at a fundamental level, for two reasons. First, in a community governed by commutative reciprocity each member must give or receive for the sake of their own private good, which we’ve seen is not self-sufficient enough to constitute happiness. Second, in a community governed by commutative reciprocity, receiving from someone is conditioned on the ability to give to them, which does not produce the sort of stability necessary for happiness. We start out impaired as children, reliant on our parents and teachers to train us up to be independent adults. This benefit is received without us first paying our parents something, and indeed many of us will never be able to pay our parents back for the goods they have secured for us. Beyond this, there is no guarantee about when we will succumb to our vulnerabilities, and so no guarantee that we would be able to give to those people enough to justify us receiving their help. Thus, we are left just as vulnerable as we were as an individual—if not more, because of the possibility of people taking advantage of us when we’re in need.

So, then, happiness is the common (communicable) good of a community achieved in a shared life governed by a principle of distributive reciprocity. This is why Aristotle concludes from our lack of self-sufficiency that the individual is naturally like a part to a whole. This whole goes by various names: Aristotle calls it the city or state, we could call it the political community, or we might call it the complete community in contrast to the many incomplete communities to which we belong. The completeness of a community refers to the range of the human good that the community encompasses. In the complete community the members participate as humans and the common good of the community is therefore human happiness itself, which is the complete human good. But in incomplete communities the members participate in more limited capacities—as a father, as a worker, as a team player, as a student, etc.—and so the common goods of these communities do not extend to the full scope of the human good for its members, but only to scopes that correspond to these limited capacities. The complete community comes into existence when the various overlapping incomplete communities are organized in order to achieve happiness, since otherwise there would be some human goods outside of the purview of the complete community, which would undermine its completeness.

Returning to the question that we posed at the beginning: why should you care about the well-being of the person you encounter in the desert wasteland rather than attack them or forcibly take their possessions? All other things being equal, it’s because as humans you are both ordered towards happiness and happiness is a common good of the shared life of a complete community. Thus, you should work together as the start of such a community. On the other hand, if they start attacking you or show themselves to be untrustworthy, then the wise thing to do would be to avoid them or defend yourself rather than pursuing such a community with them. Or maybe they are trustworthy but not generally virtuous, in which case you can work with them on a utility basis while at the same time trying to reduce their negative influence on you—after all, even in the complete community there are relationships governed only by utility. Of course, there is more to consider, but we can start to see how the Aristotelian framework helps us to evaluate the factors at play, explaining both why seeking the well-being of others is worthwhile but at the same time helping us reason about when it is inappropriate.


[1] I have been thinking about this sort of question on and off over the last few years, but until recently have struggled to make any progress in answering it. It started when I wrote a post on the good of others, and then later came across James Chastek’s post on two reasons for forming political associations. After reading Chastek, I realized I had missed something important in my original post, but I wasn’t entirely clear on what it was. Over the years I have explored various parts of the underlying Aristotelian theory, but was unable to come to any satisfactory conclusions. That is, until at the suggestion of others I began reading Alasdair MacIntyre’s work, particularly his book Dependent Rational Animals, which I would highly recommend to anyone interested in these sorts of questions.

[2] For more on common goods, see Charles De Koninck’s “On the Primacy of the Common Good” and Jeffery Nicholas’s “The Common Good, Rights, and Catholic Social Thought.”

[3] We mention only the cardinal virtues here since these cover all the other virtues. We have left out justice (the fourth cardinal virtue) because it presupposes that we are ordered toward living in community with others, which is what we’re trying to establish. See David Oderberg, “On the Cardinality of the Cardinal Virtues” and Aquinas’s ST II-I, Q 61, A 2 and II-II, QQ 47–170.

[4] Alasdair MacIntyre, Dependent Rational Animals, p. 94–6. The gist of his argument is that any person’s awareness of their own identity is direct and ungrounded by deeper criteria which could be used to form a concept of self, while other people’s awareness of that person’s identity are necessarily criteria-grounded. A person’s own concept of self arises, then, by their recognition of the coincidence of these two ascriptions, allowing them to adopt a generally reliable conception of self through knowledge of them by others.

[5] See MacIntyre, Dependent Rational Animals, pp. 63–128 for a lengthy discussion of all of this.

[6] This is the name I have given to the version of reciprocity discussed but left unnamed by MacIntyre in Dependent Rational Animals, pp. 99–101. He later introduces the name “just generosity” to describe the virtue that is necessary to achieve this sort of reciprocity within a community (pp. 126–8).

Cooperation with evil

When one person cooperates with the act of another they can “share” in that act in different ways. Knowing these differences is important, because the degree and manner of sharing can influence whether the cooperator is morally culpable for their cooperation. Here I wish to outline the different modes of cooperation by deriving them from another principle of moral decision-making, the principle of double effect.[1]

Desire, intention, and foresight

We are to pursue good and avoid evil,[2] but the complexities of our world mean that our actions will often have both good and bad effects. The principle of double effect outlines the conditions that need to be met in order for an action with both good and bad effects to be morally permissible. The principle itself presupposes a more basic distinction between intention and foresight, which we will outline before proceeding to the principle itself.

It’s easy to think of cases where we foresee that our actions will have certains consequences which we find undesirable. Imagine Alice punches Bob under duress — perhaps someone is threatening to kill Bob if Alice doesn’t punch him. Alice punches Bob out of the desire to save him, and although she foresees that this will cause him pain, she does not desire to cause him pain. We might even acknowledge this difference in the less extreme case where Alice merely desires to punch Bob in order to test her strength, and foresees that this might cause him pain even though this is not what she desires. The point here is that we can recognize that our actions will produce all sorts of effects that we do not desire.

Now, in everyday speech we treat desire and intention as virtually synonymous, but when it comes to the principle of double effect we need to distinguish them. Desire is an orientation of our will wherein we recognize something as worth pursuing — this is more or less what we mean in our everyday speech. Intention, in the sense we’re using it here, includes desire but goes beyond it to include everything that makes an action what it is.[3] For instance, if Alice’s hand moves into Bob’s face, this could be because Alice is punching Bob, or because she is reaching for something near him and mistakenly hits him, or something else. The motion underlying each of these actions is the same, but the intention which informs this motion determines which action is being performed.

To put this difference another way, desire is a psychological feature within the agent performing the action whereas intention is a feature of the action itself. An action includes the psychological features of the agent performing it, but is not exhausted by them. If I’m very angry I will desire some outlet for this anger, which can be achieved by punching a wall, shouting loudly, throwing a pillow across the room, and any number of other actions. In each of these cases, the desire is the same, but the intention varies and includes all sorts of things that are beyond my desire, such as risking breaking things in the house, or damaging my hand.

Despite being distinct, desire and intention are still connected to one another. One way of articulating this connection is as follows: when we perform an action, we intend to do so under a description of the action that makes it seem desirable to us in some way — the intention is for the action as such, but the desire attaches to the action insofar as it is captured by this description.[4] When Alice intends to punch Bob under the description of testing her strength she might not desire to perform an action which causes pain as one of its effects, but she cannot avoid intending to do so because punching him is exactly this sort of action.[5]

Another way intention can be wider than desire is when we engage instrumental reasoning, where we do one thing (the means) for the sake of another (the end). Whenever we perform X as a means to Y, we intend both X and Y even though we might not desire either on their own terms, but for wholly extrinsic reasons. The case of Alice punching Bob under duress is an example of this: Alice punches Bob as a means to saving him, but there is nothing about punching Bob that she finds desirable apart from the fact that it will save him. Nevertheless, because she engages in the act of punching Bob, she intends to punch him alongside intending to save him.

Even though intention is wider than desire, it doesn’t necessarily extend to every foreseen effect of an action. This is the intention-foresight distinction. When Alice punches Bob to save him, she might foresee his pain without intending it. This is possible because an action is distinct from its effects: in this case, Alice intends an action which is such that it will cause both Bob’s pain and his salvation, but she intends one of these effects and not the other.

Principle of double effect

Having distinguished desire, intention, and foresight, we can state the conditions that make up the principle of double effect. These are the conditions under which an action with both good and bad effects is morally permissible:[6]

  1. The act intended by the agent is morally permissible.
  2. The bad effect is foreseen, but not intended.
  3. The bad effect is not a means to the good effect.
  4. The good effect is proportionate to the bad effect.

As we can see from this, rather than reducing the question to rule-following or outcome maximization, the principle of double effect ties them together into a unified set of considerations. Notice also that the principle presupposes that we already have a wider theory of how to determine when acts and effects are good or bad, or how to weigh these against each other (in the proportionality condition). It’s goal is not to give us such a theory, but to help us apply it in complicated situations.

We won’t spend all our time defending these conditions, but we can say something about each of them. Condition (1) captures the idea that intention determines the action, and so an evil intention will make the action evil. Condition (2) says that our intention must not extend to the bad effect, since in this case we would be intending something evil. Based on what we’ve already said, our intention could extend to the bad effect if the action is performed as a means to it. Condition (3) is concerned with the reverse of this, namely that the bad effect shouldn’t be pursued for the sake of the good effect. In this case, we would again be intending the bad effect, which would be a problem. A more general consequence of this is that the ends do not justify the means. Finally, condition (4) tells us that even after satisfying the other conditions, there is still the question of whether the good effect provides a sufficiently strong reason for doing something that will result in the bad effect. If the good effect doesn’t in some sense compel us to pursue it to a degree that warrants the bad effect, then we are to that extent choosing the bad effect itself, and thereby intending it. Making the judgment required of (4) can be very complicated, and involve considerations of things beyond guaranteed consequences, such as risk and danger, weighing up nice-to-haves vs need-to-haves, and so on.

Let’s apply the principle of double effect to the two scenarios involving Alice punching Bob. In the first case, where Alice punches Bob to save him, the act is justified: punching is not intrinsically immoral, she does not intend Bob’s pain, she does not use his pain as a means to his salvation, and the value of his life outweighs the cost of his temporary discomfort. In the second case, however, the act is not justified, at least because testing her strength is not sufficient reason to cause Bob pain.

Modes of cooperation

When we apply the principle of double effect to the issue of cooperation, we find these conditions result in successively more nuanced modes of cooperation. In any cooperation, there is a principal agent performing the principal act, and the cooperator is someone who performs a cooperative act which is in some way contributing to the principal act. In our case, we’re interested in the permissibility of cooperation with an evil principal act. Throughout this discussion, we will consider Charlie’s cooperation with Alice punching Bob where there are no overriding reasons, such as saving him.

The modes of cooperation in tree form. As we’ll note later, proximity and dispensability really lie on a spectrum, but we include them here to illustrate where they fit in the bigger picture.

The first distinction is between formal cooperation and material cooperation. In formal cooperation the cooperative act is the same as the principal act, and the cooperator is effectively just another principal agent. Put another way, with formal cooperation the cooperator shares the intention of the principal agent, and therefore the two of them perform the same act for the same end.[7] For example, Charlie formally cooperates with Alice when together they attack Bob. Formal cooperation with an evil act fails on the first condition of the principle of double effect, since the action intended is the principal act, which is morally wrong.

In material cooperation the principal act is not identical to the cooperative act, but in some sense an outcome of it. Stated in the terms of the principle of double effect, the principal act is an effect of the cooperative act. Material cooperation can be divided into immediate and mediate. In immediate material cooperation, though they are not identical, the cooperative act is still in some sense part of the principal act. This happens when the cooperator doesn’t share the intention of the principal agent, but nevertheless engages in part of the principal act for some other reason, such as out of fear. Since intentions determine actions, this divergence in intention results in two distinct actions rather than only one. From the outside, this kind of cooperation might look similar to formal cooperation, since in both cases the cooperator is actively engaged in the principal act. For instance, we might say that Charlie cooperates with Alice in this way when, out of fear, he holds Bob down for Alice to punch him. Immediate material cooperation with an evil act fails on the second condition of the principle of double effect. This is because whenever an act is performed as part of another, then the former is performed as a means to the end of the latter.[8] Since the principal act is evil, the cooperative act is being performed as a means to an evil end.[9] As we mentioned earlier, it follows that the bad effect of the cooperative act (ie. the principal act) is intended by the cooperator.

In mediate material cooperation the cooperative act is not part of the principal act, but merely supplies one or more conditions necessary for the principal act to occur. Mediate material cooperation can be divided into instrumental and non-instrumental forms. These aren’t commonly mentioned in discussions on cooperation with evil, but we will see that they fall out of the principle of double effect like everything else, and fit naturally into our taxonomy. In instrumental mediate material cooperation the principal act is enabled by the cooperator as a means to a benefit (or avoidance of loss) for the cooperator. For example, Charlie cooperates with Alice in this way if at Alice’s request he lures Bob into a room so that she can punch him, with the promise that she will give Charlie any money she finds on Bob’s unconscious body. This mode of cooperation fails on the third condition of the principle of double effect, since in this case the bad effect (the principal act) is a means to the good effect (the benefit, or avoidance of loss).

One possible reason this mode of cooperation isn’t often discussed is that it’s requirements are not often met in cases of cooperation. For a meditate material cooperation to be instrumental, it’s not enough for the cooperator to benefit from an evil act. Rather, the cooperator needs to benefit specifically from the principal act which is enabled by the cooperative act. In order words, the evil needs to be the bad effect of the cooperative act which is used as a means to the good effect. After all, the principle of double effect considers the effects of our actions, not the antecedents to our benefits.

Proximity and dispensability

If the cooperation is material, mediate, and non-instrumental, then it satisfies the first three conditions of the principle of double effect. This leaves us with the proportionality condition to consider. In general, the factors that need to be considered when making a proportionately judgement will vary greatly from one situation to the next. Nevertheless, the fact that we’re considering proportionality in the context of cooperation means that we can lay out two general factors that will always need to be considered alongside anything else we might consider, namely proximity and dispensability.

The proximity of a cooperation is how causally near it is to the principal act, which is to say how few actions there are between it and the principal act. Imagine Charlie invites Bob to come over to his house the next day, and when Bob eventually arrives Charlie distracts him, which gives Alice the opportunity to punch Bob. In this case, the distraction is more proximate with the punching, whereas the invitation is more remote. An important caveat is that causal proximity doesn’t always correspond to temporal proximity: if Charlie had set up the distraction to go off automatically days prior to inviting Bob, it would still be causally more proximate than the invitation.

The dispensability of a cooperation is the degree to which the principal agent is in need of the cooperator’s help specifically, rather than being able to get it equally from others. For example, if Bob is skeptical of invites from everyone except for Charlie, then Charlie would be more indispensable to Alice’s plans than if Bob would happily accept invites from a number of different people.

Proximity and dispensability are applicable whenever cooperation is material, mediate, and non-instrumental. Moreover, they are morally relevant because they determine the degree to which the cooperator has influence over whether and how the principal act might occur: the more proximate and indispensable the cooperator is, the more likely they are able to prevent the principal act from occurring at all, or at least reduce the chance or degree of its success. We describe this all with terms like “the degree to which”, “more likely”, and “reduce”, because neither proximity nor dispensability are not discrete notions, but fall along a spectrum. Together, they make up a 2-dimensional spectrum which we can visualize as follows:

The 2-dimensional spectrum created by proximity and dispensability.

When it comes to considerations about proportionality, proximity and dispensability will always be among the things that must be considered, but they will rarely (if ever) be alone. That said, all other things being equal, the closer we get to proximate and indispensable cooperation the more significant we need the good effect to be in order to warrant the cooperation; conversely, the closer we get to remote and dispensable cooperation the less significant we need the good effect to be. Somewhere in the middle are the cases of remote and indispensable cooperation, and proximate and dispensable cooperation.

It’s tempting to suppose that any proximate and indispensable cooperation will fail the proportionality condition, but this is mistaken. Consider the cooperation between a dentist’s assistant and the dentist while they are doing a root canal on a patient. Certainly this is proximate, and if we suppose that this is a private practice with only one assistant then it will also be indispensable, but it does not fail the proportionality condition since the pain caused by the procedure is warranted by the benefits it will secure for the patient. It seems, then, that the most we can say in cases where the cooperation is proximite and indispensable, is that these factors make it harder (or at least don’t make it easier) for the good effect to be proportionate to the bad effect.

Conclusion

These, then, are the various ways that we might cooperate with evil. By connecting them to the conditions of the principle of double effect we have seen that only non-instrumental mediate material cooperation with evil has a hope at being morally permissible. And even then it will ultimately depend on whether the good effect is proportionate to the evil of the principal act with which we cooperate.


[1] The inspiration for this derivation comes from David Oderberg, “Further Clarity on Cooperation and Morality”Journal of Medical Ethics 43 (2017): 192-200.

[2] Aquinas considers this a corollary of the principle Aristotle begins his ethics with, namely that the good is that which is pursued in every activity (ST II-I Q94 A2 corp, cf. NE I.1).

[3] In terms of classical philosophy, the intention is the form of the action. I have discussed this idea in my blogpost “Form vs structure, and what it means for virtual existence”.

[4] This is the so-called “guise of the good thesis”. The description under which we consider the action is the guise, and this description makes the action desirable because it casts it in a good light, thereby highlighting it as something worthy of pursuit. I have discussed the relationship between desire and goodness in my blogpost “How Aristotle starts the Nicomachean Ethics”.

[5] For a lengthy discussion of intention in the context of the principle of double effect, see Matthew B. O’Brien & Robert C. Koons, “Objects of Intention: A Hylomorphic Critique of the New Natural Law Theory”, American Catholic Philosophical Quarterly 86 (4): 655-703 (2012).

[6] For a more detailed discussion, see David Oderberg, “The Doctrine of Double Effect”, in T. O’Connor and C. Sandis (eds) A Companion to the Philosophy of Action (Oxford: Wiley-Blackwell, 2010): 324-30. The order I have used here is from David Oderberg, “Further Clarity on Cooperation and Morality”.

[7] This account of formal cooperation corresponds to our earlier point that intentions are the forms of actions.

[8] See my discussion of superordinate and subordinate activities in my blogpost “How Aristotle starts the Nicomachean Ethics”.

[9] We can distinguish the “primary” end of the cooperative act from the “superordinate” end of the cooperative act. The former is the end for which the cooperator intends to play their part in the principal act in the first place, such as fear. The latter is the end for which the cooperator intends to act insofar as this act is part of the principal act. These two ends may be distinct from each other or subsumed into a single end that encompasses both of them. Either of these options is consistent with what we’ve been saying, since in either case the cooperative act is intended for the sake of at least one end that differs from that of the principal agent’s act.

Paul’s eschatological ethics

There was a distinct moment when it dawned on me that I had missed something important in Paul’s thinking on the Christian motivations for doing good works. During a Bible study we were busy discussing the following passage:

Owe no one anything, except to love each other, for the one who loves another has fulfilled the law. For the commandments, “You shall not commit adultery, You shall not murder, You shall not steal, You shall not covet”, and any other commandment, are summed up in this word: “You shall love your neighbor as yourself.” Love does no wrong to a neighbor; therefore love is the fulfilling of the law.

Besides this you know the time, that the hour has come for you to wake from sleep. For salvation is nearer to us now than when we first believed. The night is far gone; the day is at hand. So then let us cast off the works of darkness and put on the armor of light. Let us walk properly as in the daytime, not in orgies and drunkenness, not in sexual immorality and sensuality, not in quarreling and jealousy. But put on the Lord Jesus Christ, and make no provision for the flesh, to gratify its desires. (Rom 13:8–14)

Paul gives two reasons for why our lives should be characterized by love. The first is that love fulfills the law, and in the course of the preceding discussion of Romans we’ve seen that the law is something good and from God, and therefore something desirable. When turning to the second reason he shifts into metaphorical language, saying that we should awake from sleep and walk in the light. From the way he proceeds to talk it is clear that this is another way of speaking about obedience to God, but what’s interesting is the motivation he gives for it. He says that, “the hour has come for you to wake from sleep. For salvation is nearer to us now than when we first believed.” (13:11)

Now, if it is not clear to you why this is significant, let me back up and explain. For the longest time I had thought of the motivations for obedience in terms of what we might call “past-orientated” and “present-orientated” ways. Paul himself sometimes refers to these kinds of motivations in his letters, and so it wasn’t without warrant that I thought in these terms. For example, he urges the Corinthians to use their bodies with integrity because they are the temple of the Holy Spirit, and reminds them that they are no longer their own but were bought at a price (1 Cor 6:19–20, 7:22–24). He encourages the Ephesians to forgive one another because God hadforgiven them in Christ (Eph 4:32), and to walk in love as Christ had loved them (5:1–2). He calls the Philippians to follow the example that was set by Christ in putting others before oneself (Phil 2:4–6), and he explains to Timothy that Christ had set an example in his perfect patience for those who were to believe in him (1 Tim 1:16). The problem was this: I had so habituated myself into thinking in terms of past- and present-orientated motivations that I had unconsciously excluded the possibility of future-orientated motivations altogether.

And I would learn in that Bible study two things. First, it was not just me, but everyone in the discussion had done the same thing. And second, there was more to the problem than I originally thought. I pointed out the future-orientated motivation Paul gives in the passage, and with great interest asked the natural next question: how is our hope of future salvation supposed to motivate our present actions? I wasn’t equipped to answer the question, since it had never occurred to me to ask it before. But I discovered that night that no-one else was equipped to answer it either. The others did their best to give answers, but every attempt was inescapably couched in past- or present-orientated language, and once the fatigue of failed attempts became too much to bear the conversation moved on. But the question remained unanswered, and I remained unsatisfied.

This was roughly two years ago, and I haven’t stopped thinking about this since then. In the course of puzzling over it, I’ve come to refer to this feature of Paul’s thought as his “eschatological ethics.” Ethics because it has to do with living well in obedience to our creator and Lord, and eschatological because the motivation for this obedience arises from our hope in salvation on the final day, called the “eschaton” in theology, and often referred to as the “day of the Lord” in scripture. It’s worth giving this feature of Paul’s thought a name because, as it turns out, future-orientated motivations come up more often than past- or presented-orientated ones. We cannot understate the significance of this point. It means that without the adequate conceptual tools and practice in using them, we will miss how one of the New Testament’s most prolific writers connects his theology with its ethical implications.

Now, for a long while I had tried in vain to determine the way this connection was supposed to work. That is, I had sought the single motivational link connecting our future hope and present actions that could explain how Paul can so easily draw out the various ethical implications he does. More recently, however, I have come to realize that Paul actually recognizes more than one such link, and that he happily emphasizes different ones depending on the occasion of the particular letter we’re reading. In light of this realization, the task shifts from trying to find an abstract enough link that explains everything, to categorizing multiple links and reflecting on how they relate to one another.

In what follows, we will look at examples of Paul’s eschatological ethics, and then discuss three ways that our future hope is linked to our present actions.

Examples of Paul’s eschatological ethics

Paul does not seem to have developed a technical vocabulary for speaking about the connection between future hope and present action, but he does have general ways of speaking about hope and action separately. Although some of his letters are quite systematic they are still letters written for different purposes, and so we find him using a wide vocabulary and different imagery when talking about particular topics.

When he speaks about hope he has in mind a forward-looking anticipation for salvation on the day of the Lord. Connected to this is, naturally enough, a future-orientated understanding of salvation itself — an example of which we saw above in the Romans passage — as well as the idea of a calling to this hope — examples of which we will see in due course. And although used more fluidly, he also refers to the future glory that will be revealed on the final day.

Regarding good action, or obedience, Paul uses various metaphors and terms. We saw above that the expression of this action is love, and that it is spoken of metaphorically as walking in the light. Other times he will speak of being sober-minded or self-controlled. Or he will use the metaphor of athletics and refer to competing according to the rules, while other times he will use language more inspired by Old Testament law and refer to cleansing ourselves from defilement.

The variety of his language goes beyond this small sample, as we will see in the list below. We will consider a number of passages in the order that they appear in the New Testament, skipping over the Romans passage we considered above. This list is quite long, partly to make a point about how ubiquitous this kind of thinking is in Paul. The length notwithstanding, this list only contains those references where the future-orientated motivations are easily discerned and separated out from the broader context of his argument — which is to say, there is even more out there.

Romans 15:1–4

We who are strong have an obligation to bear with the failings of the weak, and not to please ourselves. Let each of us please his neighbor for his good, to build him up. For Christ did not please himself, but as it is written, “The reproaches of those who reproached you fell on me.” For whatever was written in former days was written for our instruction, that through endurance and through the encouragement of the Scriptures we might have hope.

He explains that as fellow members of Christ’s body (cf. 12:3–21) we are to help each other in our weakness (present action), that we might endure until the end and thereby not lose hope (future hope).

1 Corinthians 9:24–27

Do you not know that in a race all the runners run, but only one receives the prize? So, run that you may obtain it. Every athlete exercises self-control in all things. They do it to receive a perishable wreath, but we an imperishable. So, I do not run aimlessly; I do not box as one beating the air. But I discipline my body and keep it under control, lest after preaching to others I myself should be disqualified.

This comes as an explanation for Paul’s serving of others as an apostle of the gospel of Jesus, that he may share in the blessings that it brings with those who hear and accept it (cf. 9:23). The analogy of runners in a race clearly recognizes a prize at the end (future hope) as the motivation for running with self-control so that he may not be disqualified (present action).

1 Corinthians 15:32b–34

If the dead are not raised, “Let us eat and drink, for tomorrow we die.” Do not be deceived: “Bad company ruins good morals.” Wake up from your drunken stupor, as is right, and do not go on sinning. For some have no knowledge of God. I say this to your shame.

The “dead being raised” refers to the resurrection of the dead on the day of the Lord, when everyone will be judged. In the surrounding discussion, Paul is defending the resurrection of Jesus as a pre-figuring of this final resurrection, and using this as a motivation for the Corinthians to get their act together. Without the hope of such a resurrection (and implied judgment) there is little reason to act in obedience to God, but with such a hope there is very good reason to do so. Thus, in light of the resurrection (future hope), he calls them to wake up from their drunken stupor and live appropriately (present action).

2 Corinthians 5:9–10

So, whether we are at home or away, we make it our aim to please him. For we must all appear before the judgement seat of Christ, so that each one may receive what is due for what he has done in the body, whether good or evil.

Here it is clear that the future judgment motivates our present actions.

2 Corinthians 7:1

Since we have these promises, beloved, let us cleanse ourselves from every defilement of body and spirit, bringing holiness to completion in the fear of God.

The promises he is referring to were just stated in the preceding context (2 Cor 6:16–18), and speak of God’s promise that he will welcome his people (future hope) if they separate themselves from uncleanness (present action). From this it is clear that complete (or perfect) holiness refers to being with God most fully, which is the result of salvation on the day of the Lord, and which Paul sees here as motivating us to cleanse ourselves.

Galatians 5:5, 22–23

For through the Spirit, by faith we ourselves eagerly wait for the hope of righteousness… But the fruit of the Spirit is love: joy, peace, patience, kindness, goodness, faithfulness, gentleness, self-control; against such things there is no law.

Here the fruit of the Spirit are the present actions produced by the work of the Spirit, which involves pointing us to our future hope.

Galatians 6:7–9

Do not be deceived: God is not mocked, for whatever one sows, that will he also reap. For the one who sows to his own flesh will form the flesh reap corruption, but the one who sows to the Spirit will from the Spirit reap eternal life. And let us not grow weary of doing good, for in due season we will reap, if we do not give up.

Here he uses the analogy of the farmer reaping (future hope) the consequences of what they sow (present action), which is explicitly stated to be “doing good.” No doubt, this is a meditation on the previous chapter’s discussion of the work and fruit of the Spirit.

Philippians 2:12–13

Therefore, my beloved, as you have always obeyed, so now, not only as in my presence but much more in my absence, work out your own salvation with fear and trembling, for it is God who works in you both to will and to work for his good pleasure.

It is clear from this that Paul understood part of their motivation to be the working out of their salvation. That it is still to be worked out indicates that it is a future reality to which we strain to make our own.

Colossians 1:4–5

We always thank God, the Father of our Lord Jesus Christ, when we pray for you, since we heard of your faith in Christ Jesus and of the love that you have for all the saints, because of the hope laid up for you in heaven.

Paul notes that it is the hope of the Colossians that motivates their love for all the saints.

Colossians 1:21–23

And you, who once were alienated and hostile in mind, doing evil deeds, he has now reconciled in his body of flesh by his death, in order to present you holy and blameless and above reproach before him, if indeed you continue in the faith, stable and steadfast, not shifting from the hope of the gospel that you heard.

The presentation of them as holy and blameless is clearly a future reality, describing what will happen on the day of the Lord (cf. 2 Cor 1:14). This is clear since it is contingent on their continuing in the faith which, given the contrast with hostility of mind and doing evil deeds, no doubt carries with it the idea of obedience.

Colossians 3:1–5

If then you have been raised with Christ, seek the things that are above, where Christ is, seated at the right hand of God. Set your minds on things that are above, not on things that are on earth. For you have died, and your life is hidden with Christ in God. When Christ who is your life appears, then you also will appear with him in glory. Put to death therefore what is earthly in you…

At first Paul appears to be giving a past-orientated motivation for action, saying that we have died with Christ. But then, just before we get to the command to put our earthly passions to death, he switches to a future-orientated motivation, pointing us to the day when our life will appear with Christ in glory. This illustrates nicely a way of thinking about the connection between the present and future that can be seen elsewhere in Paul (eg. Eph 2:1–6, Phil 3:8–16), where our future hope is spoken about in terms of a present status. The best way to think about this is that in the present we are set on the trajectory toward a future hope that previously was out of reach. And just like a trajectory is identified by its being ordered toward a target, so too is our present status, when discussed in these ways, identified by its ordering us toward our future hope. Thus, Paul finds little difficulty switching between the two as he does in this above passage.

1 Thessalonians 5:8–11

But since we belong to the day, let us be sober, having put on the breastplate of faith and love, and for a helmet the hope of salvation. For God has not destined us for wrath, but to obtain salvation through our Lord Jesus Christ, who died for us so that whether we are [alive] or [dead] we might live with him. Therefore encourage one another and build one another up, just as you are doing.

Paul uses the language of being awake and sober again, and the motivation given for this is the destiny of salvation that God has laid out for us.

2 Thessalonians 2:14–15

To this he called you through our gospel, so that you may obtain the glory of our Lord Jesus Christ. So then, brothers, stand firm and hold to the traditions that you were taught by us, either by our spoken word or by our letter.

Future glory is the motivation to stand firm to the traditions, which we see later are connected with proper action (3:6).

1 Timothy 4:6–10

If you put these things before the brothers, you will be a good servant of Christ Jesus, being trained in the words of the faith and of the good doctrine that you have followed. Have nothing to do with irreverent, silly myths. Rather train yourself for godliness; for while bodily training is of some value, godliness is of value in every way, as it holds promise for the present life and also for the life to come. The saying is trustworthy and deserving of full acceptance. For to this end we toil and strive, because we have our hope set on the living God, who is the Savior of all people, especially of those who believe.

The value of godliness and the end toward which we strive is the hope of eternal life with the living God.

1 Timothy 6:11–14

But as for you, O man of God, flee these things. Pursue righteousness, godliness, faith, love, steadfastness, gentleness. Fight the good fight of the faith. Take hold of the eternal life to which you were called and about which you made the good confession in the presence of many witnesses. I charge you… to keep the commandment unstained and free from reproach until the appearing of our Lord Jesus Christ.

Paul starts by listing all these components of Christian life, which eventually leads to a statement about its motivation: to take hold of the eternal life to which you were called, and to keep going until the appearing of Jesus on the day of the Lord.

1 Timothy 6:18–19

[The rich] are to do good, to be rich in good works, to be generous and ready to share, thus storing up treasure for themselves as a good foundation for the future, so that they may take hold of that which is truly life.

The motivation for action is to take hold of true life, which is eternal life in the future.

2 Timothy 2:3–6

Share in suffering as a good soldier of Christ Jesus. No soldier gets entangled in civilian pursuits, since his aim is to please the one who enlisted him. An athlete is not crowned unless he competes according to the rules. It is the hard-working farmer who ought to have the first share of the crops.

Particularly the athlete and farmer analogies make sense only if we understand the life of a Christian as one governed by looking forward.

2 Timothy 4:6–8

For I am already being poured out as a drink offering, and the time of my departure has come. I have fought the good fight, I have finished the race, I have kept the faith. Henceforth there is laid up for me the crown of righteousness, which the Lord, the righteous judge, will award to me on that Day, and not only to me but also to all who have loved his appearing.

In reflecting on his life, Paul understood it as something done motivated by what will happen on the last day.

Titus 2:11–14

For the grace of God has appeared, bringing salvation for all people, training us to renounce ungodliness and worldly passions, and to live self-controlled, upright, and godly lives in the present age, waiting for our blessed hope, the appearing of the glory of our great God and Savior Jesus Christ, who gave himself for us to redeem us from all lawlessness and to purify for himself a people for his own possession who are zealous for good works.

Paul characterizes the life of people who have been saved and who are zealous for good works as that of waiting for their blessed hope.

Having gone through references from across Paul’s writings in the New Testament, we now come to the question of how future hope is meant to motivate present action. As can be seen from the passages above, Paul does not always state how he understands the link between the future and the present to work. Often he is satisfied to point his readers to the future and call them to act appropriately in light of it. Nevertheless, I think at least three links can be discerned from his discussions.

In a previous post we explained that works still play an important role in our future salvation, even though we are justified by faith alone. This realization is key to understanding the first link between our future hope in this salvation and the way we conduct our lives. As we explained in that post:

… at the last judgement, only those who have lived perfectly obedient lives will be saved from God’s wrath. However, because everyone sins, we can at best live an imperfectly obedient life. Even though we desire God and seek him with an obedient heart, we cannot escape punishment ourselves because we cannot undo our previous failures. This is akin to a murderer who has since repented of his crimes, but still awaits punishment: it doesn’t matter how many people he saves, he is still guilty of murder and deserving of punishment.

Without the justification brought by Christ there is no middle ground between (1) a perfectly obedient life leading to life with God and (2) a sinful life leading to punishment. The implicit problem with this is that the former is out of reach, as should be clear to anyone who’s ever tried to live such a life. But if the latter option is inevitable, then it’s difficult to see what could motivate someone who has sinned to continue to try and be obedient. As Paul says, “If the dead are not raised, ‘Let us eat and drink, for tomorrow we die.’”

Jesus changes things by opening up a third way, namely an imperfectly obedient life perfected through justification by faith alone.1 Turning to him as King and doing your best to live under him is now sufficient to obtain the life with God that was previously out of reach, provided we continue to the end. And this is why the hope of future salvation for sinners motivates present action. We need to continue in our obedience perfected by faith until the end to take hold of the prize. Furthermore, this obedience will correspond to the complete ethical life, since our Lord is not just anyone, but the supreme creator who seeks our flourishing as the kinds of creatures he made us to be.

Nevertheless there are plenty of things that might get in the way of our continuing to the end, whether they be internal weaknesses or external pressures. Thus Paul calls Christians to endure, to stand firm until the end, to not give up, to value self-control, and to remember the immeasurable value of what we strive for.

While the first link conceives of present action as a precondition for our future salvation, the second conceives of it in terms of living up to the status we have been given — the status of being Christ’s treasured possession that will be presented to him on the final day.

We saw this in the Titus passage above, where Paul explains that we are to live godly lives while we wait for the appearing of Jesus, who gave himself “to purify for himself a people for his own possession who are zealous for good works.” (Tit 2:14) As he continues to reflect on this in the verses that follow he describes good works as “excellent and profitable” (3:8) while denouncing the opposite as “unprofitable and worthless.” (3:9) Given how he’s just described the final day, we must surely read these assessments in light of how our present actions contribute to or frustrate our being presented as a treasured possession of our creator and Lord.

This idea of living a life worthy of this future comes up elsewhere in Paul’s letters (Eph 4:1–5, Col 1:9–10), although not always in as straightforward a way as we see in Titus. Sometimes he will use the metaphor of a wedding ceremony and describe the church as a bride to be presented to her husband (Eph 5:25–27, 2 Cor 11:2). Other times he will speak of living so that we might be able to boast of one another on the final day (2 Cor 1:13–14, 1 Thess 2:19–20, Phil 2:14–16). Still other times he will speak of it in terms of us achieving glory in some sense (Rom 8:18–21, 2 Cor 3:18).

Now, the idea of glory is a bit obscure to modern ears, but it can help us understand what it means to “live up to” our status. It is sufficient for our purposes to note that a thing’s glory is the basis for it being appreciated, respected, or approved. The kind of glory Paul has in mind here is that of an inferior in the eyes of their superior, like a child before their parent, a student before their teacher, or (in Paul’s case) a creature before their creator.2 In each case the inferior takes pleasure in the approval of their superior, as when a father is proud of his son or a teacher is impressed by the hard work of her pupil. And it often happens that an inferior’s desire for such approval will express itself in the present with an eye to a future appraisal of their work by their superior. This is the sort of situation we find ourselves with Christ. Knowing that one day we will be presented to him, we do our best to live in such a way that is pleasing to him, so that when he looks at the manner of our life we might be found worthy of the divine accolade “Well done, good and faithful servant.” (Matt 25:21, 23, Luke 19:17)

Some might object to this on the grounds that what we are suggesting looks a lot like conceit or vanity, neither of which seem like appropriate motivations for the ethical life. But appearances can be deceiving, and we must not confuse a healthy appreciation of our work for corrupted versions of it. We should avoid overestimating the value of our work (conceit), but we should also avoid underestimating it, since both extremes fail to properly appreciate the good in one’s life. And we should avoid treating outward expressions as if they were everything (vanity), but neither should we settle for good intentions alone. Furthermore, arrogance has no place in a desire that is peculiarly that of an inferior looking to the approval of their superior.

But perhaps the problem is not with the appreciation of our work, but with the fact that we do good things for the appreciation of someone else. I think this objection gets at something important, for surely Christ wishes us to help others out of genuine love for them and not simply as a means to earning his approval. The alternative seems to make everything about us, which is at odds with his exhortation to put others before ourselves. So then, can we reconcile the desire for our own approval before Christ with the other-centeredness such approval requires? We can, by using a distinction we’ve mentioned before between first-order and higher-order desires. First-order desires are the everyday desires we have that by themselves don’t involve self-reflection, like our desire to help others out of love for them. Higher-order desires are self-reflective desires we have about the kind of person we want to be and the kinds of desires we want to have. Even though higher-order desires are always about ourselves — since they are self-reflective — they can nevertheless reinforce selfless first-order desires and behaviors, and in this way show us how to reconcile the two ideas above. For example, we might have the (higher-order) desire to be the kind of person who always has the (first-order) desire for the well-being of their friends, in which case we have a desire about ourselves that contributes to the formation of other-centered habits. More generally, the higher-order desire to be someone pleasing to Christ involves the many other-centered first-order desires that he finds pleasing.

A specifically Christian objection is that all this talk about seeking Christ’s approval seems to ignore the importance of grace and the need for the redemption from sin. But really this is a misunderstanding — just as it would be a misunderstanding to say that the desire for obedience undermines the importance of grace. Our glory is marred by our sin, and we would therefore have no hope of being pleasing to Christ were it not for his purifying us from sin by grace. We do not work to earn the status as Christ’s treasured possession, for this would be impossible. Rather, we acquire this status by grace. And knowing what this means for our future, we work to make every moment until then worthy of his approval, instead of wasting them on worthless acts that will be overlooked.

Just like the first link, living in this way will correspond to the complete ethical life, because we aim to live a life worthy of our creator’s pleasure in us as the kinds of creatures we were made to be. But in order for our future reality to properly motivate our present actions we must rid ourselves of faulty thinking that gets in the way. The three objections we’ve considered are representative examples of what to avoid: we must not fall into the opposite extremes of conceitedness or self-deprecation, vanity or disregard for action; we must not treat others as a means to our approval; and we must not forget that all of this is made possible by grace.

Whereas the first two links arise from the nature of our future hope — our final judgment and our presentation to Christ — the third link arises from the recognition of our present weakness as we make our way to that hope. Accordingly, it is more limited in scope than the first two, and is not able to motivate the complete ethical life.

In our journey together toward our future hope we will face trials and difficulties, and it is our susceptibility to such things that we call weakness. Of course, this is very general and we can expect it to take many forms. The point is that since we are in this journey together, it is incumbent upon each of us to look out for one another, so that we might all make it to the end. We see this sort of reasoning in the Romans 15 passage listed above:

We who are strong have an obligation to bear with the failings of the weak, and not to please ourselves. Let each of us please his neighbor for his good, to build him up. For Christ did not please himself, but as it is written, “The reproaches of those who reproached you fell on me.” For whatever was written in former days was written for our instruction, that through endurance and through the encouragement of the Scriptures we might have hope. (Rom 15:1–4)

In this passage we see past-, present-, and future-orientated thinking all working together: by following the past example of Christ and listening to the past instructions of Scripture we are to bear with one another in our present weakness so that together we might be able to endure to the end and thereby have hope that we will get to our future hope.

The easiest forms of weakness to bear are the ones that we share in equally with each other, since such equality fosters solidarity. The passage above, however, discusses a form that leads some of us to bear the consequences of the weakness of others. This is much harder, since by its very nature it divides us from one another — those whose weakness must be borne and those who must bear it. In these cases we must hold on to the deeper solidarity we have with one another, based on the fact that we are all on the same journey to the same future hope. In fact, this deeper solidarity is implicit in the first two links we discussed. We all have the same King who deserves our obedience, and in this way we are fellow citizens within his kingdom (cf. Eph 2:19, Phil 3:20). And it is not each of us individually that is presented to Christ, but all of us as one people that are his treasured possession (Tit 2:14, cf. Eph 5:27). Thus, it makes all the sense in the world that he can sometimes talk of the final day in terms of us boasting in one another (2 Cor 1:14).

Weakness is the key thing that gets in the way of us holding on to our future hope, and making it to the end. It is in light of our weakness in general that we are called to be steadfast, to endure, to not grow weary, and to rejoice in hope. And it is in light of specific weaknesses that we are called to be patient with one another (which I’ve discussed in more detail elsewhere), to be gentle, to bear with one another, and to forgive.

Conclusion

There is much more that could be said on this topic. We could discuss how Paul sometimes speaks of our future hope using present-tense language. We could further unpack how the links we outlined here interrelate with one another. We could explain how particular behaviors (the virtues, or the fruit of the Spirit) follow from our future-orientated motivations. We could see how eschatological ethics works in other authors of the New Testament. And so on.

This notwithstanding, what we’ve managed to say is a good start. We have called attention to an important feature of Paul’s thought, given it a name, shown its ubiquity and variety, and provided the beginnings of a framework for thinking about it.

If like me you’ve been missing Paul’s eschatological ethics, hopefully this post will help you to start recognizing and reflecting on this important idea in the New Testament.


  1. Or, if you prefer Piper’s model (described in the linked post), then you would instead characterize this third way as that of a faith that produces an obedience acceptable to God.
  2. CS Lewis, The Weight of Glory. For a very good explanation of “glory” in the biblical sense, though not directly connecting it to our present discussion, I highly recommend this talk by Tim Mackie.

The measures of activities

When discussing self-perfective immanent activities we gave the following analysis of activities, with which we were able to delineate three kinds:

… an activity is the measured exercise of powers for the sake of some end, where the end for which the activity is done determines the appropriate measure. A thing’s powers are what determine what it can and can’t do, and whenever that thing engages in an activity it does so by exercising its powers. The end for which the activity is done determines how and when those powers are to be used, which is what we refer to as their measured exercise. Thus, we can distinguish between three things: the activity, its end, and its powers.

Transient activities are when the activity and its end are distinct from one another, while immanent activities are where these are unified. But this unity can happen in two ways, giving us two different kinds of immanent activities: if only the exercise of the powers is unified with the end then we have a non-self-perfective immanent activity, whereas if the exercise and the powers are unified with the end then we have a self-perfective immanent activity.

The question we aim to answer here is how we determine the measure for each kind of activity.

For transient activities the answer seems clear enough: the measure of the activity is the measure of the end for which it is done. The measure of the end will be independently-specifiable from the activity because the end and the activity are distinct from one another. For example, when a carpenter is making a chair this chair will have various specifications to meet, including structural and aesthetic features the customer desires. These specifications of the final product will “propagate backwards” to how the chair is to be made, restricting what options are open to the carpenter during this activity. To the extent that the powers of the carpenter are exercised so as to build a chair that meets the given specifications, they will be in accordance with the measure of the activity.

For immanent activities things are less clear, since in this case we do not have a distinct end from which to derive a measure for the activity. In an orchestra performance — which is an example of a non-self-perfective immanent activity — the end is something given by a conscious choice: when they choose to play a piece of music, the measure corresponding to this end is determined by this choice, since the sheet music of the piece specifies how the piece is to be played. Of course, the orchestra is free to modify the piece for their particular performance, but even in this case the end (and measure) is given by what is consciously chosen. While I don’t have an argument for this, I’m inclined to think that all non-self-perfective immanent activities are the result of conscious choice, and if this is the case then what we’ve said here should apply generally.

Notice that in both these cases, there is a degree of strictness that might apply to the resulting measures. A measure is strict, let’s say, to the extent that it restricts the variety of ways the relevant powers can be exercised. A customer who gave a complete specification for a chair would result in a stricter measure of the activity of building it than a customer who simply wanted something to hold them up. And choosing to play a classical piece of music would result in a stricter measure for your performance than choosing to play a piece of jazz music.

Finally, we have self-perfective immanent activities. Now, at least some of these activities are not consciously taken on by those engaged in them. For instance, the activity of my life is not something I consciously chose to engage in prior to doing so, since it is by the activity of my life that I make any decisions in the first place. In these cases, then, what is it that determines the end and measure of the activity? It seems to me that the end is already given by the fact that it is unified with the underlying powers of the activity. That is, because the end is unified with the powers and their exercise, we know that the activity must just be the exercise, the sustenance, and the development of the powers. And since all of this is unified together with one end, the activity must also involve the proportioning of the powers such that each is expressed without unduly frustrating the others. This will surely be the minimally strict unified exercise of all the powers that sustains and develops them together.

The way to approach the measures of self-perfective immanent activities, then, is to do so bit by bit, conceptually isolating the individual powers in order to understand the requirements each has, as well as the unique contributions it makes to the whole. An important point here is that we should avoid the word “balance” when comparing the contributions of different powers, since some powers will be more suited to particular tasks than others. For instance, it would be absurd to try and “balance” the task of walking between our legs and our hearts. Or again, since our intellects enable us to understand the world as it really is while our passions can overreact to mere appearances, it is right that we temper our passions in accordance with what is appropriate, and this without extinguishing them, lest we turn ourselves into mere robots. Or again, since our intellects and wills are not disconnected from our bodies, it is right to make decisions that contribute to our health. And so on.

Aristotle’s function argument

In the course of discussing the egoist worry, we saw that Aristotle’s own proposal for what happiness is is presented as the conclusion of his so-called “function argument.” This name is a bit misleading, however, since Aristotle didn’t think about function in the way we tend to these days, and he doesn’t so much give an argument as gesture in the direction of one. This is not to disregard his discussion, mind you, but rather to adjust our expectations going in. Here we will unpack the argument briefly, in the hopes of addressing some common misunderstandings as well as elucidating how the function argument fits into Aristotle’s broader project in the Nicomachean Ethics.

Introducing function

Aristotle starts talking about function when trying to work out what happiness could be (NE I.7). At this point in the discussion, happiness is what we call that thing which we choose for its own sake and never for the sake of something else, but as of yet we do not know what this thing consists in. In other words, we know that happiness is the chief good of human life, but we do not know what it is yet. Recognizing this, Aristotle starts as follows:

Presumably, however, to say that happiness is the chief good seems a platitude, and a clearer account of what it is is stilled desired. This might perhaps be given, if we could first ascertain the function of man. For just as for a flute-player, a sculptor, or any artist, and, in general, for all things that have a function or activity, the good and the ‘well’ is thought to reside in the function, so would it seem to be for man, if he has a function. (NE I.7, 1097b24ff, emphasis added)

He proposes that if we could determine the human function, then we could work out from that what human happiness is. This follows from the fact that happiness is our chief good, and the goodness of a thing resides in its function. We’ll return to this in a bit, but first we must clarify what a function is.

One way to think about function is in terms of why a thing does what it does, its purpose or use. This is probably what we think of first when reading Aristotle these days, particularly when he goes on to name occupations as examples of things with functions, to which we might be tempted to add examples of tools or instruments.

A second way of thinking about function is in terms of how a thing does what it does, its mechanisms. Korsgaard calls this a thing’s way of functioning, and describes it as follows:

Consider, for example, a complicated machine. Such a thing might have many purposes, but in [this second sense] it has only one function — one way of functioning. For instance, a computer serves a great variety of purposes, things as different as word processing, solving mathematical problems, writing music and playing chess. But to describe its function, in [this] sense, is to describe what we might call its functional construction, the mechanisms that enable it to do all these things. Superficially, we might say that its function is the electronic storage and retrieval of information according to a program, or some such thing. But in the strict sense, only someone who actually understands how computers work can tell you what their function is. (Christine Korsgaard, Aristotle’s Function Argument)

A third way to think about function is in terms of what a thing does. In this case we are not interested in merely the mechanisms by which a thing acts (as in the second way), but the usage of those mechanisms in an activity. This is a bit more tricky to talk about than the first two ways since things can often do many different things, but function, in Aristotle’s sense, is something unique. Accordingly, for this third way we pick out a particular activity performed by something, which we call its characteristic activity or proper act, and which we can think about as follows: the characteristic activity of an X is the activity it necessarily engages in insofar as it is an X.1

The characteristic activity of a professional sculptor, let’s say, is about sculpting statues for customers. This is an activity that spans across years of the sculptor’s life, and in the course of engaging in this activity the sculptor will engage in all manner of more specific activities, like communicating and haggling with particular customers, resting and reflecting, learning and practicing techniques, buying supplies, designing statues, and sculpting this or that particular statue. The sculptor needn’t be doing any of these sub-activities at any given time, but so long as they are a professional sculptor they will be engaged in that activity that subsumes all of them, and this is the characteristic activity of a sculptor.

We add the qualification “insofar as it is an X” to specify the sense in which we’re considering the individual. Someone may be a sculptor, a violinist, and a father, and so without any qualification we could say that he has three characteristic activities. But if we qualify our consideration of him to one of these things, then there will only be one corresponding function. So, if we consider him insofar as he is a sculptor, then he will have the characteristic activity we described above.

This third way of thinking about function seems to fit best with how Aristotle speaks about it. For one, he is happy to speak of “function or activity,” which suggests that he sees a close connection between the concepts, and he eventually concludes that the human function is a kind of activity. For another, the fact that he doesn’t mention tools or instruments as examples of things with functions would be strange if he has purpose or mechanism in mind (since they have both of these kinds of function), but not so if he has characteristic activity in mind (since they don’t act of themselves).

Now, we have previously offered the following analysis of activities:

… an activity is the measured exercise of powers for the sake of some end, where the end for which the activity is done determines the appropriate measure. A thing’s powers are what determine what it can and can’t do, and whenever that thing engages in an activity it does so by exercising its powers. The end for which the activity is done determines how and when those powers are to be used, which is what we refer to as their measured exercise. Thus, we can distinguish between three things: the activity, its end, and its powers.

This applies to activities in general, so it is worth thinking about what qualifications need to be added to make it into an analysis of characteristic activities. Since the ends of characteristic activities can be as varied as the ends of activities in general, and since measures will vary accordingly, it seems the best approach is to start with the powers. The powers we’re interested in are those that are relevant to the particular function we’re considering, and will correspond to the mechanisms we mentioned when discussing the second way of thinking about function. They will be the powers used in the course of the relevant function considered at the generality at which they are used. For example, both a sculptor and a pianist use the movement of their hands when engaging in their respective functions, but the powers relevant to sculpting are things like the power to mold clay, chisel stone, hammer with the appropriate delicacy, and so on, while the powers relevant to piano-playing are things like quick finger movement, timing, applying different amounts of pressure for different volumes, and so on. When we consider powers at the generality of their being used by an X, we will call them the powers “of an X,” so that we can say that what makes an activity characteristic of an X is that it involves the measured exercise of the powers of an X.

On reflection, although function is first and foremost concerned with activity, both purpose and mechanism have something resembling them in the complete picture, in the form of the activity’s end and powers respectively.

That there is a human function

Given that function is to be understood in terms of characteristic activity, Aristotle’s inquiry is whether there is an activity characteristic of humans. In some sense it is clear that there is, since no matter what a human does, they must of necessity engage in the activity of human life. But Aristotle gestures toward a pair of arguments for this conclusion in addition to whatever intuitions we may have about it. We say, “gesture” because he really phrases it more as a pair of rhetorical questions:

Have the carpenter, then, and the tanner certain functions or activities, and has man none? Is he born without a function? Or as eye, hand, foot, and in general each of the parts evidently has a function, may one lay it down that man similarly has a function apart from all these?

Now, it’s possible that he is using occupations and organs as a way of highlighting the intuitions we just mentioned, rather than as a pair of arguments. But, if he is gesturing towards arguments, then one way to reconstruct them is in terms of unity.

While the occupations humans engage in might differ from one another in various ways, there is nevertheless unity between them insofar as they all involve the same fundamental actions, like deliberation, communication, bodily movement, sensation, learning, and so on. While these actions may be expressed in different ways and to different degrees, their pervasiveness points to a deeper activity that underlies all human occupations. And this is evident also in the fact that someone who is a carpenter could equally have been a tanner had they desired, or could switch from being a carpenter to being a tanner, or could even have both occupations simultaneously. The possibility of someone switching between (or having) multiple occupations while remaining the same human suggests that there is some activity that underlies them. And since this could in principle happen between any pair of occupations, this underlying activity must be broad enough to encompass anything a human might do, which must surely be the human function.

The argument from organs proceeds slightly differently. The activities of my eyes and heart are unified with one another in a way that the activities my eyes and your heart are not. And the same goes for any pair of organs. Today we might more naturally think of the various bodily systems rather than organs, but the point remains. And it isn’t restricted to activities within the body, but applies as well to the activities of the mind, like deliberation, self-reflection, learning, and choice. Now, the unity exhibited between the activities within a human suggest that they are parts of some overarching activity, and since this would include all the activities within a human this overarching activity must be the human function.

These arguments could be seen as approaching function from the two components of activity, namely the exercise of powers and the measure of this exercise. The argument from occupations notes that all powers exercised throughout our occupations are specialized versions of the general powers we share with one another as humans, so that the human function must involve the exercise of these powers considered in their most general form. And the argument from organs notes that the unity of the various activities within the human is to be accounted for by an overarching measure by which all of these are included in a single activity that is characteristic of all human life.

What the human function is

Having concluded that there is a human function, Aristotle proceeds to state more clearly what it is:

What then can this be? Life seems to belong even to plants, but we are seeking what is peculiar to man. Let us exclude, therefore, the life of nutrition and growth. Next there would be a life of perception, but it also seems to be shared even by the horse, the ox, and every animal. There remains, then, an active life of the element that has reason; of this, one part has it in the sense of being obedient to reason, the other in the sense of possessing reason and exercising thought. And, as ‘life of the rational element’ also has two meanings, we must state that life in the sense of activity is what we mean; for this seems to be the more proper sense of the term.

When determining what the human function is, we cannot ignore this or that human power as irrelevant, since the preceding arguments indicate that the human function includes all such powers. It is clear to Aristotle that the human function is a kind of life, but it is not enough to leave it at that, since there are different kinds of life and not all kinds share the same sets of powers. As we saw in the second part of our discussion on the egoist worry, the most distinctive feature of human activity is our capacity for reason, by which we perform better the activities of life we share with other living things, as well as perform activities beyond these. Reason is unique in its ability to guide us in our lives, since by it we can understand reality and self-consciously make our way through it.

Eager to include all aspects of a human life, Aristotle distinguishes two components of the life involving reason, namely the process of reasoning and the obedience to reason. The first component involves things like deliberation, reflection, and inquiry, while the second involves acting and feeling in accordance with the results of the first. These two components working together cover the whole of the human function, albeit in a very broad way. His goal at this point is less about giving all the details and more about drawing an outline around everything.2

At the end of the passage he refers to the life of the rational element, saying that there are two senses of this. One way to think of life is as a state that is possessed, as when we say someone has a life or that they are alive. Another way to think of life is as an activity that we engage in, as when we say someone is living well or that they have made a success of their life. Aristotle refers to this distinction in order to clarify which sense of life he has in mind when discussing the human function: it does not consist simply in the possession of a state or set of properties, but in the activity of the element that has reason.

But what is this “rational element” that he speaks of, this “element that has reason”? Well, it is not a way of speaking about the process of reasoning to the exclusion of obedience to reason, since according to Aristotle these are both components of the activity of the rational element. A better way to think of it is as that aspect of all living things that makes them alive, and which in humans also includes the capacity for reason. Aristotle refers to this as the soul of a living thing, which isn’t some immaterial thing that drives the body, but the organizing process of the body which results in the activity of life in the living thing.3 The point of focusing on the soul here is to emphasize that the human function resides in the activity of the element that animates the body, rather than in the body which by itself is passive and unanimated.

Function and good

So far we have determined that there is a human function and stated in broad terms what it is, but if this is to be of any value to us in the study of ethics then we need to explain how function is connected with goodness. Accordingly, Aristotle proceeds to summarize his account of human function and introduce the connection between function and goodness:

Now if the function of man is an activity of soul which follows or implies reason, and if we say ‘a so-and-so’ and ‘a good so-and-so’ have a function which is the same in kind, eg. a lyre-player and a good lyre-player, and so without qualification in all cases, eminence in respect of goodness being added to the name of the function (for the function of a lyre-player is to play the lyre, and that of a good lyre-player is to do so well)…

His point is that if some X has a function, then it is a good X to the extent that it performs its function well. This is what Aristotle meant earlier when he said that, “for all things that have a function or activity, the good and the ‘well’ is thought to reside in the function.” On the face of it, though, this might seem a bit problematic: since “well” is the adverb of “good,” does this not really amount to a tautology, namely that an X is good if it is a good X? Now, while his point is not particularly deep — it’s stated as something obvious on the way to something further — it does not amount to a tautology. There are all sort of things an X might do well or badly that are not related to its function, and Aristotle’s point is that these are irrelevant when judging its goodness as an X. A violin-player, for instance, might be tall and therefore good at reaching up to high shelves, but this has nothing to do with whether or not they’re a good violin-player. A sculptor might be good at wall-climbing or at sprinting, but it is their function as a sculptor which is relevant to whether they’re a good sculptor or not. And so too with everything that has a function.

With this connection between function and good in hand, we can use our earlier conclusions about the human function to give an outline of the human good. And this is exactly what Aristotle does next:

… if this is the case and we state the function of man to be a certain kind of life, and this to be an activity or actions of the soul implying a rational principle, and the function of a good man to be the good and noble performance of these, and if any action is well performed when it is performed in accordance with the appropriate virtue: if this is the case, human good turns out to be activity of soul exhibiting virtue, and if there are more than one virtue, in accordance with the best and most complete.

Applying the connection between function and good, Aristotle notes that the function of the good human must be the good and noble performance of the activities of the soul involving reason.4 He then reframes this in terms of “virtue,” with what amounts to a definition of the idea: a virtue is something that enables an activity to be well-performed. Following Plato and those before him, Aristotle recognizes that happiness (the chief human good) must involve virtue in some way, and this is how he incorporates it into his own account of happiness — as a clarification of what he had previously said.

The place of the function argument

The function argument is given at the beginning of Aristotle’s investigation into happiness and goodness, as a starting point and frame for what will follow. We should not be too surprised, then, that by the end of giving the argument we have only a vague outline of what we seek. In the remainder of the first book, he will deal with some outstanding issues regarding the concept of happiness. In books II–V he will give an analysis of virtue, discuss the role of freedom in happiness, and discuss the various moral virtues, with justice getting a book for itself. Then in book VI he will discuss the intellectual virtues. These two classes of virtue have to do with following and exercising reason respectively, a division that arose during the function argument. And after dealing with the virtues, he will move to more general topics. In book VII he will discuss the different ways one’s knowledge might be odds with one’s passions, and in books VIII and IX he will discuss the nature and importance of friendship. Finally, in book X, he will bring it all together into an account of happiness that incorporates the insights gained along the way.


  1. Put more tersely, the function of an X is the per se activity qua X.
  2. As he says, “Let this serve as an outline, for we must presumably first sketch it roughly, and then later fill in the details.”
  3. It’s actually slightly more complicated than this, but the details of this do not concern us here. We discussed this with more nuance in our earlier post on the threefold whole.
  4. Attentive readers might notice that whereas earlier Aristotle referred to the human function as the activity of soul that implies or follows reason, here he refers to it as the activity of soul that implies a rational principle. Really, these amount to the same thing, since even when an activity follows reason it implies a source (principle) of that reason (rational).

Aristotle and the egoist worry (part 2)

In the first part we introduced the egoist worry about Aristotle’s ethics: does his claim that happiness is the ultimate goal of human life imply that everything we do is done for selfish reasons? We also traced Aristotle’s discussion from the beginning of his Nicomachean Ethics up to just before he puts forward his own proposal for what happiness is. This included a delineation of certain key notions used throughout the Ethics, a clarification of what we mean by happiness in this investigation, a rejection of common proposals for what happiness is, and a statement of the features that any satisfactory proposal of happiness must have. If you have not read it, please do so before continuing here.

The complete and virtuous activity of life

Aristotle’s own proposal is presented as the conclusion of his famous “function argument.” What interests us here is less the details of the argument and more the proposal that Aristotle draws from it: happiness is (1) the activity of living a life involving reason (2) in accordance with the most complete virtues (3) so that they pervade that life completely. Let’s unpack this one bit at a time.

First, happiness is not a passive state but an activity. And it is not just some activity that we might happen to perform — like playing a musical instrument or participating in a team sport — but is the activity that we must necessarily perform as humans, namely the activity of life itself. Furthermore, since we’re interested specifically in human life we can be a bit more specific about the nature of this activity:

What then can this be? Life seems to belong even to plants, but we are seeking what is peculiar to man. Let us exclude, therefore, the life of nutrition and growth. Next there would be a life of perception, but it also seems to be shared even by the horse, the ox, and every animal. There remains, then, an active life of the element that has reason; of this, one part of it in the sense of being obedient to reason, the other in the sense of possessing reason and exercising thought. (NE I.7, 1097b32–1098a4)

He is not saying that human life is exclusively about reasoning, as if the other aspects of our lives were irrelevant, but rather that it distinctively involves reasoning. All living things have in common that they take in nutrients and grow in the course of their life, but within this commonality they are distinguished from one another — at a very high level — by the capacities which affect the fundamental way in which they carry out their lives, capacities which build upon earlier ones rather than replace them. Plants have just the capacities we mentioned, nutrition and growth, so that their lives are very simple and in almost no way up to them. Animals add to these the capacities for consciousness and self-movement, which enable them to better perform the activities of life shared with plants (food can now be sought out and death avoided, for example), as well as to perform activities that plants cannot, like childrearing and housebuilding. Humans add to these the capacity for reason, which again enable us to better perform those activities of life we share with plants and non-human animals (incorporating creativity and automation, for example), as well as to perform activities beyond these, “like tell jokes and paint pictures and engage in scientific research and philosophy.”1 With each layer of capacities comes a richer and more fulfilled way of living, making how one lives more “up to” the individual. Aristotle’s point in the above quote, then, is that we should pay attention to the distinctive layer of human life when considering its chief good. Notice that he also distinguishes two parts the life of reason, namely exercising reason and following reason. Both of these involve reason in different ways, and this distinction will eventually lead to the distinction between intellectual virtues (which have to do with exercising of reason) and moral virtues (which have to do with following reason). The details of this distinction do not interest us here, though, and we raise simply to reinforce the point that when Aristotle speaks of happiness as an activity of life involving reason he does not have in mind a purely intellectual life.

So much for the first part of his proposal; the second part adds that in order for the activity of life involving reason to be considered happiness it must be done in accordance with the most complete virtues. We saw Aristotle reject the earlier virtue proposal as incomplete, since virtue is had just as much in action and in inaction, as well as during times of significant suffering. Here we see how he incorporates virtue into his own proposal without falling prey to the same objection: happiness consists in the use of virtue in an activity rather than merely the possession of virtue. That is, happiness is not in the first place about virtue but about the activity of living a life involving reason, and virtue is added to this as a qualification. So, the original virtue proposal was correct in that it saw virtue playing a role in happiness, but it was incorrect in that it placed virtue at the center by itself. As Aristotle says later:

With those who identify happiness with virtue or some one virtue our account is in harmony; for to virtue belongs virtuous activity. But it makes, perhaps, no small difference whether we place the chief good in possession or in use, in state of mind or in activity. For the state of mind may exist without producing any good result, as in a man who is asleep or in some other way quite inactive, but the activity cannot; for one who has the activity will of necessity be acting, and acting well. And as in the Olympic Games it is not the most beautiful and the strongest that are crowned but those who compete (for it is some of these that are victorious), so those who act win, and rightly win, the noble and good things in life. (NE I.8 1098b30–1099a6)

Taking this further, notice that in our second part we did not only say that the activity of life must be done in accordance with virtue, but in accordance with complete virtue. There is some debate among commentators about what is meant by the “completeness” of a virtue, but given how Aristotle proceeds to talk about the complete life immediately afterwards (which we will discuss shortly), it seems that a virtue is complete to the extent that it is not limited by circumstance. To see what we mean by this consider the person who is always honest to their friends but not others. Such a person does not act in accordance with the virtue of honesty, but only in accordance with an incomplete version of it, namely honesty-to-friends. This incomplete virtue approximates the better and more complete virtue but ultimately falls short of it, for the person who has the incomplete virtue only acts in accordance with the more complete virtue when the appropriate circumstance is added to it. If they properly appreciated honesty itself, then there would be no need to add extra things in order to justify acting in accordance with it. Aristotle’s point, then, is that since happiness is the activity of life in accordance with virtue it can only be truly had when we live in accordance with the virtues themselves, rather than qualified and incomplete versions of them.2

But even living in accordance with complete virtue might not be sufficient to make a person happy, which brings us to the third and final part of Aristotle’s proposal. As he says,

… we must add “in a complete life.” For one swallow does not make a summer, nor does one day; and so too one day, or a short time, does not make a man blessed and happy. (NE I.7, 1099a17–19)

If we are not continuously virtuous, then it is not our life that is virtuous but just this or that action every now and then. Life, after all, is a continuous activity, and so if we wish to live life in accordance with virtue then we need to live continuously in accordance with virtue. And this point is not just limited to time, but can be applied to any dimension of life where we might inconsistently live in accordance with virtue. For instance, if we always lived in accordance with honesty but failed to live in accordance with courage, then we would not be living in accordance with complete virtue in a complete life, since life involves both situations when honesty is needed and situations in which courage is needed. Thus, the third part of the proposal specifies that the complete virtues must pervade life completely, which is to say across all dimensions of life.

This, then, is Aristotle’s proposal, which we repeat again now that we’ve gone through each of its parts in detail: happiness is the activity of living a life involving reason in accordance with the most complete virtues so that they pervade that life completely. “Let this serve as an outline,” Aristotle says, “for we must presumably first sketch it roughly, and then later fill in the details.” Which is what he proceeds to do over the rest of the Ethics. This outline, however, is sufficient for to see how his proposal does better than the alternatives at avoiding the egoist worry.

Immanence and nobility

Now, we have said that the chiefest end of human life is happiness and that happiness consists in the activity of life itself, done in accordance with virtue. Since the end and the activity are the same thing, then, the activity must be immanent, and therefore something done for its own sake. In other words, the person aiming at Aristotelian happiness as their chief good does virtuous things for their own sake, since it is the virtuous activity itself that is their happiness and ultimate end. In contrast to this, the person who does virtuous things in order to produce happiness must think of this happiness as something separate from the virtuous actions that produce it, and is therefore not thinking about Aristotelian happiness at all.

To use an example, when you ask a person aiming at Aristotelian happiness why they choose to be honest to their friend, they will not say, “because it will achieve happiness for me,” as the egoist worry maintains. This answer does not see honesty as worthy of pursuit for its own sake, but only worthy as a means to achieving something else. And more broadly, it does not see the activity of life in accordance with virtue as the chiefest end, but rather as a means to some other end. Rather than being representative of Aristotle’s view of happiness, this answer presupposes that he is wrong about happiness, because it does not identify the chief end of life with the activity of virtuous life itself. So how would the person aiming at Aristotelian happiness answer? These days they would most likely say along the lines of, “because it was the right thing to do.” And if they were trying to sound more like Aristotle, they’d say, “because it was the noble thing to do.”

As with the word “virtue,” Aristotle uses the word “noble” differently to how we use it these days. For Aristotle, if something is noble then it is worth pursuing for its own sake, and throughout the Ethics he uses these two descriptions interchangeably when talking about the good and happy person.3 In fact, he starts using this language right from the outset: amidst drawing out the conclusions of the function argument he says that the function of a good man is the good and noble performance of activities or actions involving reason (NE I.7, 1098a14), and I don’t know what else the “noble performance of an action” could be other than the performance of that action on account of its nobility. A little after this, he explains that the happy person will have a pleasant life because noble things are by nature pleasant, and the happy person pursues and loves virtuous actions which are themselves noble (NE I.8, 1099a7–17). Then in book two he says that actions are only truly virtuous when they are chosen for the own sakes (NE II.4, 1105a27–32). And he continues to speak in this way, happily describing things as either noble or worth pursuing for their own sakes,4 so that by the end we are not surprised when he summarizes his earlier conclusions as follows:

… happiness must be placed among those [activities] desirable in themselves, not among those desirable for the sake of something else; for happiness does not lack anything, but is self-sufficient. Now those activities are desirable in themselves from which nothing is sought beyond the activity. And of this nature virtuous actions are thought to be; for to do noble and good deeds is a thing desirable for its own sake. (NE X.6, 1176b3–9)

So then, reflecting on the implications of Aristotle’s proposal, as well as the way in which he speaks about it, it is clear that the egoist worry is misplaced. For Aristotle, the fact that happiness is the ultimate goal of human life does not mean that we should do everything for the sake of ourselves, but rather that we should live in accordance with virtue for its own sake.

The paradox of happiness

Still, we might wonder whether there is a qualified form of the egoist worry still lurking in the vicinity. What about the person who is not yet happy, but has happiness as their goal? Surely they will work in order to acquire this happiness for themselves, and so even if for a short while they will have to act for the sake of gaining happiness for themselves?

In order to see why even this qualified form of the worry is misplaced, we must reflect briefly on how virtues are actually acquired. In the second book of the Ethics, Aristotle says the following:

… the virtues we get by first exercising them, as also happens in the case of the arts as well. For the things we have to learn before we can do them, we learn by doing them, eg. men become builders by building and lyre-players by playing the lyre; so too we become just by doing just acts, temperate by doing temperate acts, brave by doing brave acts. (NE II.1, 1103a31–1103b2)

Note that justice, temperance, and bravery are here being used as representative virtues to make a point about virtues in general, namely that we acquire them by repeatedly acting in accordance with them. That is, we acquire virtues by habituating ourselves into them through repeated practice. And like any skill, it is not merely practice that is important but proper practice, since if I practice incorrectly then I will form bad habits rather than good ones:

… it is from the same causes and by the same means that every virtue is both produced and destroyed, and similarly every art; for it is from playing the lyre that both good and bad lyre-players are produced. And the corresponding statement is true of builders and of all the rest; men will be good or bad builders as a result of building well or badly. For if this were not so, there would have been no need of a teacher, but all men would have been born good or bad at their craft. This, then, is the case with the virtues also; by doing the acts that we do in our transactions with other men we become just or unjust, and by doing the acts that we do in the presence of danger, and by being habituated to feel fear or confidence, we become brave or cowardly. The same is true of appetites and feelings of anger; some men become temperate and good-tempered, others self-indulgent and irascible, by behaving one way or the other in the appropriate circumstances. (NE II.1, 1103b7–21)

Applying this to what we’ve previously concluded, then, happiness can only be acquired by practicing it properly, which requires doing virtuous actions for their own sake. Paradoxically, then, if we do virtuous actions in order to achieve happiness for ourselves then we will never achieve that happiness, since by repeatedly doing virtuous things for the sake of ourselves we would not get any better at doing them for their own sake, as is required for happiness. In fact, it is worse than this, for not only would we not be training ourselves in happiness, but we would actively be training ourselves in things that are contrary to it!

So, then, even the person who is not yet happy but who has happiness as their chief end would not be served by doing virtuous actions as a means to acquiring happiness for themselves, for this will only frustrate their ability to acquire it. Rather, they should aim as far as possible to do virtuous actions for their own sake, and over time they will train themselves to this consistently across all dimensions of their lives, and as a result become happy.

In what sense happiness is a goal

But this “paradox of happiness” might seem to go too far. Surely, we might protest, there is some sense in which our happiness is something we strive for, an end toward which we can make progress? Indeed there is, and in working this out we will make sense of a thread of Aristotle’s thought that we have been ignoring up until now.

The relevant sense is made possible because we have the ability for self-reflection, whereby we can think about the kind of person we are as well as the kind of person we want to be. Given this, we can introduce a distinction between first-order desires, which are the everyday desires we have that don’t require self-reflection, and higher-order desires, which are the self-reflective desires we have about the kind of person we want to be and the kinds of desires we want to have.5 For example, we might choose to hang out with friends because of a first-order desire for companionship, or to eat particular foods because of a first-order desire for certain tastes, or to go to a doctor because of a first-order desire for health. On the other hand, a recovering alcoholic might have a (higher-order) desire to be rid of their very strong (first-order) desire for alcohol. Or, when asked why they are honest to their friends someone might say, “because that’s the kind of friend I want to be.”

In fact, this last example is a special case of the more general way in which we can aim at our own happiness. The person who is honest because that’s the kind of friend they want to be is not desiring honesty for selfish reasons, quite the opposite — it’s because they value honesty and their friends so highly that they want the former to be characteristic of how they interact with the latter. More generally, someone’s higher-order desire of a virtue for themselves is perfectly consistent with their first-order desire of that virtue for its own sake. More than this, the higher-order desire is often a natural outworking of the first-order desire. For instance, upon learning to appreciate a virtue for its own sake, we might develop a higher-order desire to never lose sight of this, to never fall back into the state when we fail to see the virtue for all its worth. In this case the higher-order desire maintains and perhaps even strengthens the first-order desire of the virtue for its own sake.

This situation clearly avoids the paradox of happiness we outlined above. Once we come to see that the person who is happy in Aristotle’s sense is indeed living and fairing the best, then we will come to desire to be the kind of person who acts in accordance with virtue for its own sake. And this higher-order desire will drive us to continually practice such action, to the point that we become proficient in it, and thereby achieve happiness. And having achieved it, we will also have the higher-order desires that help us to maintain it, desires to have first-order desires for acting virtuously for its own sake.

Now, Aristotle doesn’t speak in exactly these terms, but he does speak in a way that amounts to roughly the same thing. In order to see this, notice that when we have a higher-order desire for our own well-being and happiness, we put ourselves in effectively the same position as someone distinct from us who has a first-order desire for our well-being and happiness. And for Aristotle, the desire for the well-being and happiness of other people is the focus of politics.6 So, while he may not discuss the distinction between first- and higher-order desires, he gets at the same thing when he discusses politics. In order for us to appreciate the relevance of this to his discussion on ethics, it is crucially important that we understand the relationship between the two topics. In modern thought, politics is often disconnected from ethics, but for Aristotle the two are intimately connected. Indeed, right at the beginning of the Ethics, when discussing the importance of studying the chief good of human life, Aristotle says this:

Will not the knowledge of [the chief human good], then, have a great influence on life? Shall we not, like archers who have a mark to aim at, be more likely to hit upon what is right? If so, we must try, in outline at least, to determine what it is, and of which of the sciences or capacities it is the object. It would seem to belong to the most authoritative art and that which is most truly the master art. And politics appears to be of this nature; for it is this that ordains which of the sciences should be studied in a state, and what each class of citizens should learn and up to what point they should learn them; and we see even the most highly esteemed of capacities to fall under this, eg. strategy, economics, rhetoric; now, since politics uses the rest of the sciences; and since, again, it legislates as to what we are to do and what we are to abstain from, the end of this science must include those of the others, so that this end must be the human good.

His point is that since politics governs all human activities to some degree or another, it must be aimed at something that includes all of these activities, namely the activity of human life itself. So while in modern times we tend to separate the study of ethics and politics, Aristotle’s Ethics explores what politics aims at, while his Politics explores how to best achieve this. Indeed, as he continues, it is clear that he is interested in the study of ethics precisely because of its close connection to politics:

For even if the end is the same for a single man and for a state, that of the state seems at all events something greater and more complete whether to attain or to preserve; though it is worth while to attain the end merely for one man, it is finer and more godlike to attain it for a nation or for city-states. These, then, are the ends at which our inquiry aims, since it is political science, in one sense of that term. (NE I.2, 1094a23–1094b11)

This lends credence to our interpretation of Aristotle. Our switching between first- and higher-order desires parallels his switching between the desires of the general human and the desires of the student of politics. In fact, once we recognize this parallel we see him say the precise equivalent of what we’ve said above:

… political science spends most of its pains on making the citizens to be of a certain character, namely, good and capable of noble acts. (NE I.9, 1099b30–31)

Given what we’ve seen up until now, this statement amounts to saying that the proper way to think of our happiness (or chief good) is to strive, by means of higher-order desires, to be the kind of person who does, as a result of first-order desires, virtuous (or good) actions for their own sake (noble). Which is just what we’ve been saying.

Conclusion

With this we are finished with our investigation into Aristotle’s claim that happiness is the ultimate goal of human life. According to his account of happiness, life is about doing virtuous things for their own sake, and even when happiness is something we strive for, it is as a result of a higher-order desire to be the kind of person that does virtuous things for their own sake. Thus, when properly understood, Aristotle’s ethics does not make life a self-centered endeavor, but a pursuit of things intrinsically worthy of pursuit.


  1. For a detailed discussion, see Christine Korsgaard, Aristotle’s Function Argument, section 4.
  2. Our account of what it means for a virtue to be complete raises the question of how complete virtues relate to cardinal virtues. Aristotle doesn’t use the cardinal virtues as an organizing principle, and it seems that we should rather take to be complete those virtues that explicitly names and discusses, which include the cardinal virtues but are not co-extensive with them. This notwithstanding, he is clearly cognizant of the cardinal virtues and recognizes their importance: he dedicates an entire book to justice (NE V), his go-to moral virtues are justice, temperance, and fortitude, and his discussion of intellectual virtues (NE VI) has practical wisdom (or prudence) as the primary virtue of the intellect regarding action.
  3. There is some debate over how best to translate the underlying Greek word, with the two most common options being “noble” or “beautiful.” And there is also some discussion over what exactly nobility (or beauty) is. Whether it consists in something being worthy of pursuit for its own sake (as I think it does) or whether being worthy of pursuit is a consequence of nobility, it does not affect our discussion here. My own view is that nobility, honor, and love are all related to one another. Love is the orientation of the will toward something desired for its own sake, honor is the recognition of the intellect that something is worth pursuing for its own sake, and nobility is that feature of the object that makes it the proper object of love and honor.
  4. For example, with noble, “brave men act for the sake of the noble” (NE III.8 1116b30), “the appetitive element in a temperate man should harmonize with reason; for the noble is the mark at which both aim” (NE III.12, 1119b15), “virtuous actions are noble and done for the sake of the noble” (NE IV.1 1120a23). And with pursuit for its own sake, “while making has an end other than itself, action cannot; for good action itself is its end” (NE VI.5, 1140b6–7), “some people who do just acts are not necessarily just, ie. those who do the acts ordained by the laws either unwillingly or owing to ignorance or for some other reason and not for the sake of the acts themselves” (NE VI.12, 1144a16). And the close connection between the two is evident in book seven, when upon saying that some “appetites and pleasures… belong to the class of things generically noble and good” he starts his explanation saying, “for some pleasant things are by nature worthy of choice” (NE VII.4, 114a22).
  5. For an interesting discussion and account of first- and higher-order desires, see Eleonore Stump, Sanctification, Hardening of the Heart, and Frankfurt’s Concept of Free Will.
  6. As he explicitly states: “The true student of politics, too, is thought to have studied virtue above all things; for he wishes to make his fellow students good and obedient to the laws.” (NE I.13, 1102a8–9)

Aristotle and the egoist worry (part 1)

Aristotle famously held that happiness is the ultimate goal of human life, or — to use language more in keeping with Aristotle — that happiness is the chief good and last end of human life:

Let us resume our inquiry and state… what is the highest of all goods achievable by action. Verbally there is very general agreement; for both the general run of men and people of superior refinement say that it is happiness. (NE I.4, 1095a14–19)

Happiness, then, is something final and self-sufficient, and is the end of action. (NE I.7, 1097b20)

Happiness… is the best, noblest, and most pleasant thing in the world… for all these properties belong to the best activities; and these, or one — the best — of these, we identify with happiness. (NE I.9, 1099a24–30)

But if our happiness is the aim of everything that we do, does that not make Aristotle an ethical egoist? That is, does Aristotle think that everything we do ultimately is done for the sake of ourselves? We will call this the “egoist worry,” and in this post and the next we will see how Aristotle’s account of happiness manages to avoid it. This first post will lay the necessary ground work and context for his account, so that the next post can unpack the account and explore some consequences of it.

Activities, goods, and ends

As we discussed in detail a few years ago, on the first page of his Nicomachean Ethics Aristotle delineates the core notions that he will be exploring in what follows, and notes the varieties of ways these notions relate to one another.

He starts by saying that every activity, action, pursuit, choice, or inquiry is done for the sake of some good, and that therefore the good is that for the sake of which things are done. Now, when Aristotle uses the term “good” here he is not simply talking about moral goodness, but about goodness in general, as when we say that ice-cream is good, or that a chair is well-made (“well” being the adverb for “good”), or that a particular orchestra performance or movie is good. Nor is his conclusion that there is some one thing that is the goal of every activity, but rather that the good is the concept that picks out at the broadest level why we aim at the things that we do. In other words, the goodness of something is what makes it worthy of pursuit, what causes you to desire it. There are many different kinds of goods, depending on what activity we’re interested in, and Aristotle lists some examples in what follows: medicine is aimed at health, strategy at victory, and shipbuilding at a vessel. The point is that the good in each case is the reason for which the pursuit is done, it is the end of each activity.

Aristotle proceeds to talk about something we’ve recently discussed at length, namely the two fundamental ways that an activity can be related to the end for which it is done. He says that “a certain difference is found among ends; some are activities, others are products apart from the activities that produce them.” That is, sometimes an activity is identical to its end and is therefore desired for its own sake, or it is distinct from its end and therefore desired for the sake of something else. We call the former immanent activities and the latter transient activities.

Now, when an activity is done for some good, we can ask whether that good itself is desired for its own sake or for the sake of some further good. For instance, I study (activity) in order to pass the test (good), so that I can pass the year (further good), so that I can get a job (further good), so that I can make money (further good), and so on. A good might also be desired for its own sake, as when I am honest with a friend simply because it’s the right thing to do, or when an orchestra performs a musical piece with no aim to making any money. Aristotle calls a good which is desired for its own sake a chief good, and notes that every chain of desires will eventually lead to a chief good.1 Furthermore, since the good of an activity is the end for which it is done, the chief good of an activity is the last or final end for which it is done. And just as the good is not meant to be understood as a single good for all activities, neither is the chief good understood as a single chief good for all activities. The honesty and orchestra performance we just mentioned are two different chief goods, and, of the goods Aristotle mentioned earlier, victory could easily be the chief good of strategy and health the chief good of medicine.

The chief good of human life

Having introduced the notions of good and chief good, and having discussed how they relate to one another and the activities that are done for their sake, Aristotle notes how important it would be for us to investigate the chief good of human life:

Will not the knowledge of it, then, have a great influence on life? Shall we not, like archers who have a mark to aim at, be more likely to hit upon what is right? (NE I.2, 1094a23–24)

And in fact, this is the focus of the Ethics from here on out. After a brief digression on the nature and limits of the study of ethics, he notes that there is general agreement about what the chief end of human life is called but not necessarily what it consists in:

Verbally there is very general agreement; for both the general run of men and people of superior refinement say that it is happiness, and identify living well and faring well with being happy; but with regard to what happiness is they differ, and the many do not give the same account as the wise. For the former think it is some plain and obvious thing, like pleasure, wealth, or honor; they differ, however, from one another — and often even the same man identifies it with different things, with health when he is ill, with wealth when he is poor; but, conscious of their ignorance, they admire those who proclaim some great thing that is above their comprehension… (NE I.4, 1095a16–26, emphasis added)

Notice that this is the polar opposite of how we approach happiness in our everyday lives, since we usually start with an idea of what happiness is and then do our best to achieve that. But when we want to investigate happiness, such an approach won’t do. Accordingly, at this point in the Ethics happiness is not the name of something we already know, but a placeholder for our chief good that we have yet to figure out.

What happiness is not

After another brief digression on methodology, Aristotle considers various common proposals for what happiness is, and rejects each one. Happiness can’t only be about pleasure, he says, since this would reduce us to slaves of our tastes and make us no different from the beasts. It can’t be about money-making either, since wealth is merely useful and properly desired only for the sake of something else, which would go contrary to happiness being the chief good of human life. And it can’t just be about honor, “since it is thought to depend on those who bestow honor rather than on him who receives it, but the good we divine to be something of one’s own and not easily taken from one.”

But we could modify this honor proposal slightly to avoid this criticism: instead of saying that happiness is about being honored by others, what if it were about the underlying reason that people honor others, namely the virtue that they possess? The word “virtue” has different connotations today than it did in ancient Greek thought. For philosophers like Plato and Aristotle, a virtue is a quality of something that enables it to perform an action well.2 Sturdiness is a virtue of a chair, for instance, because it enables it to hold us up without collapsing under our weight. This modified proposal, then, says that happiness is about having the appropriate virtues with which we can do various things well. But, Aristotle says,

… even this appears somewhat incomplete; for possession of virtue seems actually compatible with being asleep, or with lifelong inactivity, and, further, with the greatest sufferings and misfortunes; but a man who was living so no one would call happy, unless he were maintaining a thesis at all costs. (NE I.5, 1095b31–1096a3)

Evidently he thinks this virtue proposal has some merit, but that there is still some important nuance missing.

The only view he does not reject is the contemplative life, which he promises to consider in more detail later. Ultimately, he will accept this account, but we will only see the details of this at the end of the Ethics. Why, we may ask, does it take him ten books to come back to it if he already mentions it right at the beginning? Because there are different ways the contemplative life can look, and he doesn’t want his proposal to be confused with forms of this answer that he finds unacceptable. His immediate goal is to give a rough outline of happiness which we will gradually fill in with details throughout the Ethics, so as to arrive at a comprehensive account of the happy life and the role contemplative activity plays within it.

Notice that by now Aristotle has already rejected the understandings of happiness that are most prevalent these days, and which to some extent motivate the egoist worry. If happiness were about pleasure, honor, or wealth, then it would be very easy to see why we should take Aristotle to be an egoist for saying that it is the ultimate goal of human life. But if it is not about these things, then the intuitions behind the egoist worry are somewhat undermined. Not so as to be totally removed, mind you, for Aristotle might yet propose something that is just as self-centered as these; but his rejection of these proposals should give us enough pause to listen more carefully to what he has to say.

The “chiefest” and self-sufficient good

After another digression — this time a more lengthy one on the Platonic Form of the Good — Aristotle returns again to his investigation into happiness. After giving a brief recap of the key notions he outlined at the beginning of the book he notes that happiness must have two features if it is to be the chief good of human life. (In a way, you could see this as a more systematic discussion of the reasons he rejected the earlier proposals.)

First, happiness must be the most chief — or the “chiefest” — good. Every chief good is desirable for its own sake, but some chief goods can also be desired for the sake of something else beyond themselves. For instance, being honest is desirable for its own sake, but it can often also be desirable for other reasons, such as avoiding embarrassment or as a way to prove your trustworthiness. The chiefest good, on the other hand, is something always desirable for its own sake and never for the sake of something else:

Now such a thing happiness, above all else, is held to be; for this we choose always for itself and never for the sake of something else, but honor, pleasure, reason, and every virtue we choose indeed for themselves (for if nothing resulted from them we should still choose each of them), but we choose them also for the sake of happiness, judging that through them we shall be happy. Happiness, on the other hand, no one chooses for the sake of these, nor, in general, for anything other than itself. (NE I.7, 1097b1–7)

We’ve said that the good of an activity is the end for which it is done, and the chief good of an activity is the final (or last) end for which it is done. The chiefest good, then, would be the most final end, or as Aristotle says, the end which is final without qualification.

The second feature that happiness must have is self-sufficiency. By this we do not mean that the happy person lives a solitary life, as if happiness would have no place for friends or family. After all, humans are social animals and thrive most fully within community; or as Aristotle says, “man is born for citizenship.” Rather, when we say that happiness is self-sufficient, we mean that it by itself “makes life desirable and lacking in nothing,” and as such could not be made better by adding other goods. As Aristotle notes, the self-sufficiency of happiness is a consequence of its being the chiefest good, since if some good X could be made better by adding some other good Y, then either X or Y could be desired for the sake of having both X and Y together. But the chiefest good is never desired for the sake of something else, and therefore cannot be made better by the addition of some other good.

Thus, as we saw in the second quote of this post, happiness “is something final and self-sufficient, and is the end of action.” But, says Aristotle, “to say that happiness is the chief good seems a platitude, and a clearer account of what it is is still desired.” (NE I.7, 1097b20–22). Aristotle recognizes that merely giving these two features of happiness does not amount to a proposal of his own. At best he’s given the two requirements that any satisfactory proposal of happiness must fulfill. Accordingly, he proceeds to his own proposal, which we will discuss in detail in the next post.


  1. The argument that Aristotle gives parenthetically in the Nicomachean Ethics is based on the premise that essentially ordered (or per se) series always have an ultimate member, in this case an ultimate reason for action. At the end of the post mentioned earlier I listed a number of resources which further unpack and defend this premise, but since then I have also written up my own defense of it.
  2. As Aristotle explicitly states later as a premise in an argument, “… any action is well performed when it is performed in accordance with the appropriate virtue…” (NE I.7, 1098a14–15)

Self-perfective immanent activity

At the beginning of his Nicomachean Ethics, Aristotle distinguishes two ways an activity can be related to the end for which that activity is done: either the activity is distinct from its end, or they are the same. We call those activities that are distinct from their ends transient and those that are the same immanent.

Now, because an activity can be done for a variety of reasons, it’s possible that sometimes it is transient and other times that it is immanent. For example, a paradigmatic example of transient activity is the building of an object, like a chair or house. In the paradigmatic case, you perform the activity for the sake of having the object, and since the object itself is distinct from the activity that brings it into being it follows that the activity is transient. But in another instance, you may not necessarily build a chair for the sake of the chair, but simply because you enjoy the process itself — perhaps you’ll break the chair down again after you’re done, so that you can rebuild it again tomorrow. In this case, the same underlying activity is now immanent. The upshot of this is that while we speak of the activity being transient or immanent, it’s really the activity considered with respect to a particular end that is transient or immanent. If we keep the activity but change the end, then we might also change between transience and immanence.

Moreover, there is a sense in which the distinction between transience and immanence is really between two ends of a spectrum rather than a dichotomy. To see this, imagine building a chair for the sake of developing skill in carpentry. There’s a sense in which this is transient, since the skill exercised in an activity — and future activities of the same sort — is not the same as the activity itself. But even so, the skill of an activity surely has more in common with that activity than the completely separate object it produces. So, we might say that building something for the sake of developing skill is more transient than building something for the enjoyment of building while being more immanent than building something in order simply to have that thing.

Speaking paradigmatically, then, the building of an object is a good example of a transient activity. A good example of an immanent activity, on the other hand, is the musical performance by an orchestra. In this latter case, the orchestra doesn’t perform in order to produce something at the end of it all, but simply for its own sake.

Interestingly, there are other immanent activities which seem qualitatively different from the orchestra performance, and our aim here is to give an account of this difference. The first example that jumps to mind is the activity of life in a living thing — life is, after all, a continual activity that a living thing is engaged in until it dies, and is immanent insofar as it is concerned with developing and sustaining the living thing. Another simpler example is the activity of learning, insofar as learning some things now enables me to learn other things later.

The main difference between the immanent activities that we’ve mentioned so far is that living and learning both involve a feedback loop of sorts, where earlier actions in the activity can enable or hinder later ones. If I start with learning correct things then this sets me up to learn more correct things later, but if I am taught mistaken information then this will hinder with my ability to learn correct things later — or, as Aristotle and Aquinas said, a small error in the beginning will lead to a large error in the end.[1] Something similar could be said for life, although in this case there are many feedback loops that we could consider. To take a simple one, if I eat improperly then this can interfere with my ability to eat food that is good for me, which in severe cases can even lead to things like refeeding syndrome. Or, again, if I damage my legs to the point where I can’t use them anymore, then moving myself to food and drink becomes more difficult.

Now, orchestra performances do not involve feedback loops of the kind we see in living and learning. Certainly what happens earlier in the performance will influence what should happen later in the performance, as the orchestra reacts to tempo changes or unplanned off-keys. In fact, such influence will occur even if everything is going exactly as planned, since the performance itself depends on the proper ordering of the actions within it. The difference here, though, is that earlier actions in the performance will not enable or hinder any musician’s ability to act later in the performance: the cellist playing a certain set of notes will not affect the violinist’s ability to play the violin.

In order to give an account of this difference between immanent activities, we must start with an account of activities in general which is expressive enough for us to point out where the difference lies. And indeed, we can give such an account: an activity is the measured exercise of powers for the sake of some end, where the end for which the activity is done determines the appropriate measure. A thing’s powers are what determine what it can and can’t do, and whenever that thing engages in an activity it does so by exercising its powers. The end for which the activity is done determines how and when those powers are to be used, which is what we refer to as their measured exercise. Thus, we can distinguish between three things: the activity, its end, and its powers.

We’ve already said that the difference between immanent and transient activities lies in the unity of the activity with its end: they are the same in immanent activities but distinct in transient activities. Going a step further, we can see that the difference between the two kinds of immanent activities that we’ve been discussing lies in the unity of the activity with its powers: either the activity influences its own powers, for better or worse, or it doesn’t. The orchestra performance does not affect the powers by which it exists, but the activities of living and learning include within themselves the development and sustenance of their powers.

Now, if the activity consists in the exercise of its powers, then what is happening when it influences its powers like this? To answer this we borrow a series of distinctions from Kenny: a power can be distinguished from its possessor, its vehicle, and its exercise.[2] The possessor is the thing (or things) that has the power, and the exercise is the manifestation of the power in a particular context.[3] The vehicle of the power is that feature (or features) of the possessor which grounds the power by providing the components used in its exercise. To give an example, I am the possessor of the power to walk, which I exercise whenever I use my legs to move, and the vehicle of which includes the bone and muscle structures in my leg together with the relevant parts of my nervous system. And the vehicle of a musician’s power to play an instrument includes their skill in playing that instrument, the relevant body parts, and the instrument itself. Influencing the vehicle of a power will influence the possessor’s ability to exercise that power, for better or worse, which is precisely what happens when an activity influences its own powers. When I stub my toe while walking, for instance, I hinder my power to walk by damaging a part of the vehicle of that power. And when I do physical exercise, I enable my power to walk by developing the strength of that vehicle.

All of this helps us see more clearly the difference between the immanent activities we’ve been considering. The orchestra performance does not affect the vehicles of the powers of the musicians to play their instruments, but what we choose to do in our life can and does affect the vehicles of the powers we exercise when living, causing our muscles to strengthen or weaken, our blood pressure to raise or lower, and so on.

Oderberg has called the latter class of immanent activity self-perfective, where the sense of perfection is that of completedness or wholeness or actualization rather than of moral perfection.[4] Self-perfective immanent activities are immanent activities which are unified with the powers that underlie them so that part of the activity is the further enablement of those powers. We might wonder, could there be an immanent activity which is done for the sake of hindering its powers rather than enabling them? Reflecting on what we’ve already said we can see that there could not: an immanent activity is done for its own sake and consists in the exercise of its powers. Thus, the hindrance of those powers would go contrary to that activity, and so if it were done for the sake of this hindrance the activity would both be done for its own sake and against its own sake, which is absurd.

Of course, this is not to say that a self-perfective immanent activity always succeeds in enabling its powers, for any number of things could cause it to fail to one degree or another. But in order to fail, you are nevertheless still aiming at the goal you failed to achieve, which is the point. Moreover, what it means for an activity to enable its own powers cannot be divorced from the appropriate measure of those powers. For example, part of human development is an increase in height, but it’s not as if increasing your height is always better for your life as a human. At some point, increasing your height will hinder your ability to live well.

Notes

  1. Paraphrased from the opening of Aquinas’s On Being and Essence, himself citing Aristotle’s On the Heavens and the Earth.
  2. I got this from Feser’s Scholastic Metaphysics (p. 45), who was citing Kenny’s The Metaphysics of Mind (pp. 73-74).
  3. For a detailed discussion of this, see Oderberg’s Finality Revived: Powers and Intentionality.
  4. See Oderberg’s Teleology: Inorganic and Organic.

 

Because God said so

In a recent discussion with some friends, the question of why murder was wrong came up (actually, it was why Aquinas would say murder was wrong, but the discussion equally applies to the more general discussion to be had here). The answer “because God said so” quickly came up and, being a natural law theorist in the tradition of Aquinas, it left me unsatisfied. During later reflection on this, it occurred to me that there are at least three different questions at play here. Each of these questions might be answered in part with “because God said so,” but how each is fully cashed out is very different from the others. The three questions are as follows:

  1. Why is it bad to murder?
  2. How do I know whether it’s bad to murder?
  3. Why should I not murder?

The first question is a meta-ethical question about what makes things good, bad, virtuous, vicious, and so on. The second is a question of ethical epistemology about how we come to know the truth of the notions grounded by our meta-ethical answers. And the third is a question of normative ethics about what I should and shouldn’t do given the answers to the first two.

The three questions are related but very different from one another. Let’s take each of these questions in turn, discuss them in more depth, and outline what “because God said so” might look like as an answer. Now, of course, the details of the answers will depend on the meta-ethical framework we’re working from. For the majority of this post I’ll be working from a Thomistic natural law perspective, which I’ve discussed a number of times on this blog (eg. herehere, and here). Towards the end of this post, I’ll consider how another theistic meta-ethic (divine command theory) would differ from what was said.

Why is murder bad?

The fundamental thing that determines whether something is good or bad is whether it contributes to the fulfillment of your nature, the realization of your natural ends. Initially, it’s obvious why this would account for certain things being good or bad for me, such as not hurting or unnecessarily damaging myself. On the other hand, it is less clear how this would extend to the good of others, as when we say it is bad for me to murder another person. There are a number of ways to “extend” the notion of my good to include the good of others. I’ve sketched one before, and we can very briefly sketch another — in my opinion better — one by combining some previous discussions.

The fulfillment of our natural ends — and therefore the realization of our good — is achieved by us through the measured and unified expression of our natural powers. The active frustration of these powers would, therefore, be to that extent bad for us. Our natural ability, as rational animals, for co-operating toward a common end enables us to acquire what we might call “common powers” which are expressed through the participation in common endeavors. Consider the following example: by myself, I have the power to sing within a certain vocal range, but only with someone else am I able to harmonize within my vocal range. Here harmonization is a common power. Now, just as my frustrating a power is bad for me, so my frustrating a common power is a common bad for us. (Recall the kind of commonness we have in mind here.) Now, living amongst others gives us certain common powers, albeit ones less easily describable than “harmonization”. Murder would involve the frustration of some (or even all) of these powers and therefore be something bad.

Of course, much more needs to be said before this is a full account. The point to take away is that, however we flesh out the details, the way good and bad are grounded is ultimately based on the kind of beings we are (our natures). At this point is there any place for an answer like “because God says so”? Yes and no. Insofar as God creates and sustains us with the natures we have, he is the author of what is good or bad for us. But, he cannot do the impossible, and so he cannot arbitrarily decide what is good or bad for us any more than he can make a married bachelor or a square circle. So long as he creates a living being, he cannot make it good for that being to die. So long as he creates a rational being, he cannot make it good for that being to murder. So when it comes to natural law the “because God says so” answer needs to be understood in an indirect and qualified way.

But wait, there’s more. In section 2.5 here I mentioned that Aquinas distinguishes between four different fundamental kinds of law, one of which is the natural law we’ve been discussing so far. There’s also eternal law, which we’ll leave to one side. Then there’s positive law, which is law given by a legislator, and which is divided into human law (positive law given by a human legislator) and divine law (positive law given by a divine legislator). Now, natural law is often very vague and general and its application in particular cases requires careful consideration by wise people. So, as John Goyette says, “human law is essential for living the good life because it makes the general precepts of the natural law more specific.”[1] The same goes for divine law, with the obvious difference being that God is the legislator as opposed to humans.

In a sense both forms of positive law are authoritative because they’re based on natural law,[2] but they do establish new legal duties on us: so long as I am under a legislator who has imposed just duties on me, it is good for me to fulfill those duties and bad for me to fail in those duties. Because this goodness arises from positive law, we’ll refer to it as positive goodness. This positive goodness differs from the natural goodness mentioned above in an important way: natural goodness applies to us as humans whereas positive goodness applies to us as citizens under the legislator. So whereas natural goodness is applicable insofar as we have our particular nature, positive goodness only applies once the legislator has imposed the duties on us. So, then, with respect to positive goodness “because God says so” has direct relevance.

In the remainder of this post, if we do not specify the kind of goodness (or badness) in view then what we say applies equally to both outlined here.

How do I know whether it’s bad to murder?

This question differs from the first in that while the first concerned itself with ontology (what makes something bad) this question concerns itself with epistemology (how I know something is bad). Because of this, the number of potential answers (and so the potential for “because God says so” answers) increases.

The answers to the first question also apply to this question in the sense that one of the ways I can come to know whether murder is bad is by grasping what in reality makes it bad, or in other words, I can come to understand the ontological grounds for its badness. Indeed, this way of knowing the badness is in a sense primary in that it does not derive its correctness from other, deeper, reasons.

But I can come to know things in other ways, beyond the primary sense of grasping their underlying ontology, because I can come to know from others who know. I can come to learn the badness of murder from my parents, my school teachers, mentors, church leaders, the broader culture I find myself in, or some combination of authorities like these. If God has revealed himself (as some religions think he has), then he also stands as an authority that we can learn from. If God is concerned for our well-being and infallible in his judgments (again, as some religions think he is), then he is the uniquely perfect authority. And so, in this sense, “because God says so” takes on a special significance.

At this point, we must be careful not to forget the distinction between ontology and epistemology. Unlike in the previous section, here God’s revelation does not constitute the badness of murder but only perfectly informs us of it. All things being equal, we are justified in believing what we’re taught by the relevant authorities, and so a fortiori we are justified in believing what we’re taught by the perfect authority.

So we come to know what is bad by grasping the underlying ontological truths or by being taught by others. In the first case, all the “because God said so” answers in some sense carry over to the epistemological answers. In the second case, we have new “because God said so” answers insofar as he is a perfect authority on our nature (for natural goodness), and his will (for positive goodness).

Why should I not murder?

The first question was ontological, and the second was epistemological. This question is normative: it asks why I should act in a certain way. And just as the epistemological question was in a sense broader than the ontological one, so the normative question is broader still. Indeed, here the answers become manifold.

In general, a hypothetical imperative is a statement of the following form:

  1. If I want to achieve X, then I should do Y.

In cases where these apply, there’s something in the notion of X that entails that the way to achieve it is by means of Y. And this is largely mind-independent in that I should do Y even if I don’t understand enough about X to see that I should do Y. Consider a toy example:

  1. If I want to draw a straight line, then I should use a ruler.

This is true just by virtue of what drawing a straight line involves and the possible tools for achieving it. And it remains true even if I don’t know about rulers, or have temporarily forgotten about them, or hadn’t thought to use one, or any number of other reasons.

Now just as there are many motivations (X’s) for action, so too there are many of these imperatives and therefore many answers to the normative question. We’ve explained before that the imperative involving natural goodness is particularly interesting, because of the structure of the human will (section 2.4 here, cf. this and this). Taking the answer about natural goodness from the first question, an argument might be framed as follows:

  1. If I want what is good for me, then I should act so as to fulfill my natural ends.
  2. I do want what is good for me.
  3. Therefore, I should act so as to fulfill my natural ends.
  4. If I should act so as to fulfill my natural ends, then I should not murder.
  5. Therefore, I should not murder.

What’s interesting about this is that (2) is always true, since whenever we desire something it’s precisely because we see some good in it, and as noted above this remains true even in cases where our relevant judgments about what is good are incorrect. As Edward Feser says, “The mugger who admits that robbery is evil nevertheless takes his victim’s wallet because he thinks it would be good to have money to pay for his drugs.”[3]

Can something similar be said for the positive goodness discussed in the first section? It seems so: God is the legislator over all creation in charge of its common good, and since I should seek my good I should also, therefore, listen to his commands. (Again we note the dependence of positive goodness on the notion of natural goodness.)

So the previous “because God said so” answers carry over to answer the current question indirectly. However, these do not exhaust the possible motivations we might have. In addition to these, we might be motivated by a desire to follow God’s will, which itself perhaps follows from a love for him. We could also be motivated by the avoidance of punishment or the acquisition of reward. Each of these has analogs in human affairs too, of course, but we’re primarily interested in “because God said so” answers.

A different meta-ethical framework

How would things have been different if we’d approached these questions from a divine command theory perspective? On divine command theory, anything we’d get from natural law gets ignored, leaving positive divine law as the only form of goodness. Given the importance that natural goodness played in the discussion, it’s not surprising that this move also accompanies shifts in the logical ordering of things. So the normative force of God’s commands are taken as primitive and “morality” gets lifted to this somewhat mysterious and unique notion (cf. sections 1 and 2.1 here). The consequence of all of this is that “because God said so” takes on a more direct relevance more often, and plays a unique role in the ontological answer. The picture becomes flattened and therefore simpler, but wrong.[4]

Conclusion

If we take anything away from this it’s that the answer “because God said so” can be valid for very different reasons depending on what we mean by it. Let’s try and list the options that arose from the above discussion. Why should I not murder? “Because God said so.” In what sense? Well…

  1. Because it frustrates your natural ends established by God’s creative act, which is bad for you, as I know through philosophical investigation.
  2. Because it is bad for you, as revealed by God.
  3. Because it goes contrary to God’s law, which is bad for you, as revealed by God.
  4. Because it is contrary to God’s will.
  5. Because God will punish you if you do.

I’ve tried to capture this diagrammatically in the following:

Solid arrows represent ontological priority. Broken arrows represent epistemological priority.
Solid arrows represent ontological priority. Broken arrows represent epistemological priority.

Notes

  1. John Goyette, On the Transcendence of the Common Good.
  2. Thomas Aquinas, ST I-II, Q. 90, Art. 4.
  3. Edward Feser, Classical Natural Law Theory, Property Rights, and Taxation.
  4. I take the fact that on divine command theory the term “good” is equivocal (as opposed to analogical), that authority and normative force need to be primitive or reduced to something consequentialist, and that “moral” picks out some special and mysterious class of facts. I consider all of these reasons to reject divine command theory as a viable alternative to Thomistic natural law theory.

How Aristotle starts the Nicomachean Ethics

In the opening passage of the Nicomachean Ethics Aristotle seeks to pick out the specific subject of his study for the remainder of the book. His discussion is often misunderstood, but a good understanding of it will serve us well in understanding the study of ethics. We will consider the passage bit by bit with comments and clarifications as we go along, doing our best to read it according to the principle of charity.

The good has the nature of an end

Every art and every inquiry, and similarly every action and choice, is thought to aim at some good; and for this reason the good has rightly been declared to be that at which all things aim. (emphasis added)

Contrary to what some people think, Aristotle is not committing a quantifier shift fallacy here. Rather, he’s picking out some determinable, the good, which is common to all things done for some end. Let’s unpack this.

In general, something is less determinate (and therefore more indeterminate) if it is vaguer or less specific. So, for instance, red is less determinate that scarlet. Furthermore, determinateness comes in degrees: red is less determinate than scarlet, and coloured is less determinate than red. We use the term “determinable” to refer to some partially indeterminate feature which can be determined in some way. So, coloured is a determinable which red determines and red is a determinable which scarlet determines.

When two things resemble one another it is on account of them sharing some determinable feature which they each determine in some way: a scarlet thing resembles a crimson thing in that they are both red (that is, they share the determinable red), and both resemble a green thing in that they are all coloured things (that is, they share the determinable coloured). Just as determination comes in degrees, so too does resemblance: the scarlet and crimson things resemble each other at more levels of determination that the scarlet and green things. Speaking discretely, the scarlet and crimson things resemble each other as red and as coloured, whereas the scarlet and green thing only resemble each other as coloured.

In this opening passage Aristotle seeks to narrow the focus of his study by picking out the determinable that all desired things share, according to which they resemble each other as desired or as aimed at in some activity. He notes that whenever we desire or aim at something it is because of some good in it, and therefore the good is rightly declared to be this determinable he’s looking for. Now, just as what makes something one colour as opposed to another will depend on the particular way in which the determinable coloured has been determined, so too the reason why this or that thing is desirable or aimed at will depend on the particular thing in view. Good ice-cream and good vacations are desirable for different reasons, and so determinethe good in different ways, but they resemble each other in that they are pursued.

Later treatments would make explicit a question which, as far as I can tell, Aristotle leaves implicit or thinks obvious: is something good because I desire it, or do I desire it because it’s good? It cannot be the former, since I often desire things I later realise were in fact bad for me.

For haven’t we all had the experience of wanting something which we ourselves then admitted was not good? I wanted that last drink at the party, but afterwards I admit that it was not good for me. I wanted to drive 100 mph down the winding road, but later, on my hospital bed, I admit that it was not good. If wanting something made it good, then my wanting the last drink would have made it good for me. (Edmund Waldstein, The Good, the Highest Good, and the Common Good, thesis 2)

It must be, therefore, that I desire something because it seems good to me in some way. That is, the goodness I perceive causes the desire in me. Of course this perception may be incorrect, but the point remains that it because of the good I perceive in something (correctly or incorrectly) that attracts me to it as something worth pursuing.

Returning to our passage, Aristotle is noting here that in general the good “has the nature of an end” (cf. ST I-II Q9 A1 corp). An end is “that for the sake of which something is done” and a means is “that which is done for the sake of something”. These are complementary notions such that whenever we have one we also have the other. We see Aristotle make this same connection in the Physics where he lays out his four kinds of causes. In the passage he identifies ends as what later would be called final causes:

Then there are things which are causes in the sense that they are the ends of the other things, and are the good for which they are done. Without quibbling about whether it is an actual good or an apparent good, that at which other things are aimed — that is, their end — tends to be what is best. (Aristotle, Physics II.3 195a23-25)

Note that the Aristotelian “cause” is much broader than the modern’s “cause”. The modern usage most closely approximates the Aristotelian efficient cause. For those unfamiliar with the Aristotelian usage, perhaps “four kinds of explanations” is more helpful for conveying what he’s getting at.

Note also that the phrase “tends to be what is best” is just there to explain how ends and goods relate: something is good to the extent that it fulfills its end, and so to achieve its end in full is best (that is, most good). This is all he means.[1]

In summary, then, this first passage involves distilling this determinable the good, which is what accounts for the resemblance between things as desired in some activity. It picks out something as an end or that for the sake of which the activity is done.

Ends are better than means

But a certain difference is found among ends; some are activities, others are products apart from the activities that produce them. Where there are ends apart from the actions, it is the nature of the product to be better than the activities.

Now, as there are many actions, arts, and sciences, their ends also are many; the end of the medical art is health, that of shipbuilding a vessel, that of strategy victory, that of economics wealth. But where such arts fall under a single capacity — as bridle-making and the other arts concerned with the equipment of horses fall under the art of riding, and this and every military action under strategy, in the same way other arts fall under yet others — in all of these the ends of master arts are to be preferred to all the subordinate ends; for it is for the sake of the former that the latter are pursued. It makes no difference whether the activities themselves are then ends of the actions, or something else apart from the activities, as in the case of the sciences just mentioned.

Aristotle here makes distinctions regarding how activities and ends relate to one another. First, either the end and activity are the same or they are distinct. An orchestra playing a piece is an example of the former, since the performance is both the end and the activity. A carpenter making a chair is an example of the latter, since there’s a real distinction between the production of the chair (activity) and the chair (end). We must note that by “product” we don’t only mean physical objects that result from some activity, as the chair results from the carpentry. Rather, we mean any outcome which is distinct from the activity that brings it about. So, winning a sports game is the end and product pursued when playing the game.

Second, an activity can be made up of other activities. In this case, we might say that the subsuming activity is superordinate (or “master”), and the subsumed activities are subordinate. Subordinate activities are parts of superordinate activities.

Both distinctions show us different ways in which ends and means might arise and relate. Sometimes the end and the means are really the same thing, as when an activity is the end we desire. In this case, the distinction we impose is merely conceptual. Other times they are really distinct, as when an activity produces something external to it. Moreover, when one activity is subordinate to another the former is done for the sake of the latter, and so the former relates to the latter as a means to an end.

Twice in this passage he picks cases where there is a real distinction between ends and means (the product and activity, and the superordinate and subordinate activities), and notes that the end is always better than the means. This is true because “it is for the sake of the former that the latter are pursued”. That is, the end is more truly the thing desired, whereas the means is desired only in a derivative way. The end is desired through the means.

To make this more precise we need distinguish between the thing itself on the one hand and the thing desired on the other. Now, a thing is desired to the extent that it — and not something else — fulfills that desire, and so the desire for the thing itself is proportional to how closely it relates to the thing desired.[2] Thus, if just this or that feature of the thing is desired, then that feature is more desired that the thing itself. For instance, if I buy a torch because I want the lightbulb inside of it, then I desire the lightbulb more than I desire the torch. Conversely, if the thing itself is just one feature of what is desired, then the greater whole will be more desired than the thing itself. For instance, if I desire a violin performance because I desire an orchestra performance, then I desire the orchestra performance more than the violin performance.

Applying this to the cases Aristotle mentions, we can see why his claims are true. First, there’s the case when an activity is desired for the sake of some product really distinct from it. Here the activity is desired because of one of its features, namely the ability to bring about the desired product, and so the acquisition of the product is desired more than the activity itself. Second, there’s case of a subordinate activity being desired for the sake of some superordinate activity. Here the subordinate activity is desired because it is part of the superordinate activity, and so the superordinate activity desired more than the subordinate one.

We might also arrive at this conclusion from a slightly different angle. We’ve seen that goodness has the nature of an end. Thus to be better (that is, more good) is to be more of an end. Now, something is more of an end if it is closer to some final or ultimate end, as riding is closer to strategy than bridle-making.[3] But if A is a means to B, then B is closer to some final end, and is therefore more of an end, and therefore better.

At this point we must make two clarifications.

First, people sometimes mistakenly interpret Aristotle as assuming that bridle-making is only ever done for the sake of strategy. The passage does not require that we interpret him this way, and given his historical context he surely knew that bridle-making could also be done for the sake of other things, like recreation or sport. What he’s doing here is picking one of these instances as a concrete example of how activities might relate to one another such that some subsume others. If you prefer you could use an example where bridle-making is subsumed under some activity other than strategy, but the point would remain the same.

Second, to say that that ends are always better than means is not to say that things that are ends are always better than things that are means. Rather, we’re claiming that things considered as ends are always better than things considered as means. Part of the import of the first passage is that whenever we consider something better than another thing, it must be with respect to some end. But the complexity of human desires means that the same activity might be desirable for more than one reason, and therefore on account of more than one end. Imagine, as an example, that our friends have come together to study as a group. On the one hand, this might be desirable because studying produces knowledge. On the other, we might desire it because we enjoy spending time with our friends. The conclusion here, and Aristotle’s point, is that knowledge is better than studying considered as a means to knowledge. We’re saying nothing about the relationship between knowledge and studying considered as a part of spending time with friends.

In general, the claim that ends are always better than means is not the same as the claim that if B is ever a means to A, then A is always better than B. Rather, it is that claim that whenever and insofar as B is a means to A, A is better than it.

In summary, then, this passage notes certain helpful distinctions regarding activities and ends. Sometimes the activity and the end are the same, and sometimes they are distinct. In the latter case, the end is better than the activity. Activities themselves can often be divided into sub-activities (called subordinate activities), and in these cases the superordinate activities are better than the subordinate activities.

The chief good has the nature of a last end

If, then, there is some end of the things we do, which we desire for its own sake (everything else being desired for the sake of this), and if we do not choose everything for the sake of something else (for at that rate the process would go on to infinity, so that our desire would be empty and vain), clearly this must be the good and the chief good.

This passage has caused much confusion for readers, and it certainly would have been better if Aristotle had spent some more space clarifying his meaning here. Some have thought that by “chief good” Aristotle is picking out some particular final end of all human life. I’m inclined to think that he only introduces such a notion later in the first book, and even then with more nuance than some commentators would grant him. Alas, we will have to leave that for a future post.

But if he is not talking about a specific end, then what could he be talking about? Good question. In the first passage Aristotle arrived at this determinable the good which, having the nature of an end, is that for the sake of which everything is desired. Now, as with all determinables, we can determine this in various ways to various levels of specificity. So we can talk about the good, the good thing, the good artist, the good musician, the good violinist, the good first violinist, and so on. This parallels how we can talk about the coloured thing, the red thing, the scarlet thing, and so on. But notice how we could determine things differently, so that instead of determining coloured to red we could determine coloured to brightly coloured. This kind of “alternative determination” is what Aristotle is doing here in this third passage.[4] We’ll first discuss the structure, and then explain his defense.

The first part of the sentence reintroduces the notion already discussed in the first passage — this determinable the good — which he refers to as the “end of the things we do, which we desire for its own sake”. Now in the second passage you’ll recall he discussed ends and means and how they arise in various general ways, and he noted that the ends are always better than their means. Now consider some particular case where A is desired for the sake of B, B is desired for the sake of C, and so on, but where this chain comes to some final end Z. In this case Z is different from all the other members in the chain in that it is not desired for the sake of something else, or in other words it does not derive its desirability from another as a means derives its desirability from its end. This is the property Aristotle wishes to use in his alternative determination of the good, and it gives us this determinable the chief good. Now the chief good is still fairly indeterminate, and there is nothing in the notion itself that requires that it pick out one particular good in all cases. Depending on how we determine it we will get different goods: the chief medical good is health, the chief economic good is wealth, and the chief military good is victory. The important thing here is that the chief military good is not bridle-making, since the latter is an activity subordinated under the activity of strategy and as such derives its desirability from that superordinate activity.

So, if we were to repeat the passage, taking out the parentheses and highlighting corresponding determinables and their names, we would get the following:

If, then, there is some end of the things we do, which we desire for its own sake… and if we do not choose everything for the sake of something else… clearly this must be the good andthe chief good.

This, then, is the structure of the passage. But you’ll notice that Aristotle thinks that all chains of desire must end in some or other chief end. He summarises the reason for this in the second pair of parentheses when he says that if a specific chain didn’t come to an end then “the process would go on to infinity, so that our desire would be empty and vain”. Someone unfamiliar with the distinctions and arguments introduced by him in his other works like the Physics and Metaphysics can be forgiven for missing that he is just summarising and applying these here, as opposed to working them out from the start again. For the sake of clarity we will expand his summary slightly.

In those works Aristotle makes use of a general distinction between what would later become called per se causal chains and per accidens causal chains. These days they are also sometimes called essentially ordered causal chains and accidentally ordered causal chains respectively. The defining characteristic of a per se causal chain is that each member in the chain acts only insofar as it is acted upon, so that it derives its power to act from some other member in the chain. The standard example of such a chain is that of a stick which pushes a rock, which it does only insofar as it is pushed by me. On the other hand members in a per accidens causal chain do not depend on each other in this way. Here the standard example is that while my father depends on my grandfather for his coming to be, it is not the case that my father begets me only insofar as my grandfather begets him. (As a reminder note that while I’m using efficient causal chains as illustrative examples, the term “cause” here is used in the broader Aristotelian sense and not in the limited modern sense.)

Now, any particular per se causal chain requires an ultimate cause, by which we mean something with underived causal power in the relevant sense. This ultimate cause is also sometimes called a “first” cause, but when using this term we must remember that we aren’t concerned with something first in the sense of being earlier than all the other cause, but rather something being independent of the other causes and on which they depend. Indeed, when considering chains of final causes, this “first” cause is actually the last end.[5]

The reason why per se chains need ultimate causes is because each intermediate cause merely propagates the causal power it derives from another, so that unless there’s some originating cause there would be no causal power to propagate in the first place. Now because people are prone to misunderstand what’s being said we note that this point isn’t primarily concerned with the number of causes, but their kind — namely, that they are derivative causes. For example, it doesn’t matter how many water pipes you have, they will never by themselves be able to direct a flow of water unless something puts water into the system. Similarly, if everything in a collection can push only insofar as it is itself pushed, then that collection cannot by itself push anything.

Aristotle is here applying this to the notion of final causes: if everything in a collection produces desire in me only insofar as it derives that desirability from another, then that collection cannot by itself produce desire in me. What we need is something which is desired for its own sake and not for the sake of another, failing which the chain would have no power to produce desire in me (or, as Aristotle says, “our desire would be empty and vain”). This ultimate final cause, or ultimate end, would then be an example of a chief good.

So far we have left one thing in the passage unexplained: if the point about per se chains isn’t primarily about the number of causes, then why is Aristotle concerned that “the process would go on to infinity“? We can take Aristotle’s words in two ways, each of which complements the other. First, it might be that he’s using the term to pick out the notion of an infinite regress in the sense that there is no ultimate cause. This is sometimes how the term is used these days, and in this sense of the term it is consistent with there being infinitely many intermediate causes between the ultimate cause and the final effect (assuming such a thing is coherent). Second, while the point about per se chains isn’t primarily about quantity, it has a secondary consequence about quantity. It follows that the chain must be finite from the facts that (1) for each cause there is a next member of the chain (that which it causes), (2) there is a first member (the ultimate cause), and (3) there is a last member (the final effect).[6]

In summary, then, this last passage combines the insights from the first two and, by way of “alternative determination”, picks out the primary focus of the rest of the rest of his study, namely this determinable the chief good. This is just the beginning, however, and in a later post we will discuss the narrowing of his focus to the particularly human chief good that occurs later in the book.

Related resources

The biggest influence on the approach I followed here was David Oderberg, particularly his papers On an Alleged Fallacy in Aristotle and The Content and Structure of the Good. I quoted Edmund Waldstein’s The Good, the Highest Good, and the Common Good, and I highly recommend reading that too.

The notion of a determinable and it’s distinction from a cause is critically important for precision of thought. Ronald McArthur’s paper Universal in praedicando, universal in causando is an invaluable resource for understanding the distinction between predication (which corresponds to our determinables) and causation. I highly recommend it.

For more information on per se vs per accidens causal chains I recommend Edward Feser’s blogposts Cross on Scotus on causal series and Edwards on infinite causal seriesm Caleb Cohoe’s paper There Must Be a First, and Gaven Kerr’s paper Essentially Ordered Series Reconsidered. Cohoe’s paper is the one where I realised that additional reasons need to be given for thinking that per se causal chains are finite.

Notes

  1. In general something fails to fulfill its end only to the extent that it is prevented in some way, due to either internal defect or external interference. For instance, a carpenter might aim at making a chair which can hold people up and not fall down easily, and will only fail to achieve this if impeded by something internal (like lack of ability) or something external (like bad materials). Unless such interference occurs the carpenter will achieve their end in full, which is the best result. We’ve mentioned before that classical thinkers like Aristotle realised that there is a broad sense in which all things are orientated to certain ends given by their natures. And in the Physics he has this more general notion in mind. For instance, the development process of a dog is directed toward the growth of four legs with which the dog can walk, and only fails to achieve this when the dog has some kind of genetic defect or has some external blocker is present, like an accident or lack of food. Again, unless it is interfered with the process will achieve it’s end in full, which is the best result.
  2. In coming up with this phrasing I thought of a number of alternatives, which I include here for posterity: “the thing exhausts the desire without excess”, “the thing itself, and not some part or some greater whole, is what’s desired”, “the thing itself is desired, and not some part thereof or some whole of which it is part”, “the thing is desired neither merely in part or as a part”, “the whole of the thing is the whole of what’s desired”, “the thing is all and only what is desired”, “the thing in reality matches the thing desired”, “a thing is desired to the extent that it matches the object of that desire”, “the thing satisfies the desire without excess or deficit”, “of the thing itself and the thing desired, neither is a part of the other, but they agree completely”, “the thing itself, and not something more or less, fulfills the desire”.
  3. Shortly we will defend the claim that every chain of ends must have some final, ultimate, or “chief” end. However, this is not required for this point. If we have some infinite series of ends, then to say that B is more of an end than A it is sufficient that it be closer to some end C which is further along the chain.
  4. The rough idea is as follows: when we determine some determinable we contract or qualify it in some way. Now we come to know determinables through abstracting away these qualifications, and so the most “natural” way of determining them is by the same road we took to get there in the first place. But nothing in this constrains us to this, and we are free to qualify or contract in a different way to how we first arrived at the determinable. This different way is what I’m calling an “alternative determinations”.
  5. I’m reminded of the saying of Christ that “the last will be first, and the first last.” (Matt 20:16)
  6. While Aristotle wouldn’t have expressed it in these terms exactly, it seems from his other works that he understood the principles at play here. The three facts combined mean that the causal chain is one-to-one mappable onto a bounded contiguous range of natural numbers, which is only possible if the chain is finite.